Every SEC Form 3/4/5 on record for this filer (CIK 1367079) — 2 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SNOA | Sonoma Pharmaceuticals, Inc. | Chief Executive Officer · lapsed | 2016-12-08 → 2019-01-15 | 12 | $30,243 |
| OCLS | Oculus Innovative Sciences, Inc. | Chief Executive Officer · Director · lapsed | 2016-02-29 → 2016-12-02 | 3 | $9,860 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SNOA | 2018-03-08 | Buy | 2,473 | $3.99 | $9,867 | 35,858 |
| SNOA | 2017-11-30 | Buy | 345 | $4.95 | $1,708 | 16,174 |
| SNOA | 2017-11-29 | Buy | 400 | $5.03 | $2,012 | 15,829 |
| SNOA | 2017-11-24 | Buy | 254 | $5.05 | $1,283 | 15,429 |
| SNOA | 2017-08-10 | Buy | 929 | $5.46 | $5,072 | 15,175 |
| SNOA | 2017-03-03 | Buy | 104 | $6.75 | $702 | 11,840 |
| SNOA | 2017-03-03 | Buy | 696 | $6.78 | $4,719 | 11,736 |
| SNOA | 2016-12-08 | Buy | 1,000 | $4.88 | $4,880 | 11,040 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
