Every SEC Form 3/4/5 on record for this filer (CIK 1335193) — 2 issuers, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OESX | ORION ENERGY SYSTEMS, INC. | Chief Financial Officer · lapsed | 2015-10-07 → 2020-06-11 | 15 | $375,932 |
| RTI | RTI INTERNATIONAL METALS INC | SVP & Chief Risk Officer · lapsed | 2015-07-27 → 2015-07-27 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OESX | 2018-06-11 | Buy | 39,278 | $0.90 | $35,350 | 900,000 |
| OESX | 2018-06-08 | Buy | 22,322 | $0.86 | $19,197 | 860,722 |
| OESX | 2018-03-01 | Buy | 10,652 | $0.87 | $9,267 | 725,000 |
| OESX | 2017-02-21 | Buy | 44,851 | $1.80 | $80,732 | 550,000 |
| OESX | 2016-08-18 | Buy | 1,908 | $1.35 | $2,576 | 505,149 |
| OESX | 2016-08-17 | Buy | 3,000 | $1.30 | $3,900 | 503,241 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
