Every SEC Form 3/4/5 on record for this filer (CIK 1331942) — 4 issuers, 29 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FTCI | FTC Solar, Inc. | Director | 2021-04-27 → 2025-06-16 | 21 | $790,838 |
| TERP | TerraForm Power, Inc. | Director · lapsed | 2016-03-14 → 2016-03-15 | 2 | — |
| SUNE | SUNEDISON, INC. | President & CEO · Director · lapsed | 2015-08-31 → 2016-03-14 | 3 | $148,400 |
| GLBL | TERRAFORM GLOBAL, INC. | Director · lapsed | 2015-07-31 → 2015-07-31 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FTCI | 2025-04-02 | Buy | 16,740 | $2.93 | $49,048 | 1,984,708 |
| FTCI | 2025-04-02 | Buy | 16,740 | $2.93 | $49,048 | 228,767 |
| FTCI | 2025-04-01 | Buy | 16,922 | $2.91 | $49,243 | 1,967,968 |
| FTCI | 2025-04-01 | Buy | 16,922 | $2.91 | $49,243 | 212,027 |
| FTCI | 2024-09-06 | Buy | 238,000 | $0.21 | $49,980 | 1,951,046 |
| FTCI | 2024-09-04 | Buy | 110,000 | $0.23 | $25,300 | 1,713,046 |
| FTCI | 2024-08-26 | Buy | 100,000 | $0.25 | $25,000 | 1,603,046 |
| FTCI | 2024-08-19 | Buy | 100,000 | $0.25 | $25,000 | 1,503,046 |
| FTCI | 2024-08-12 | Buy | 212,800 | $0.23 | $48,944 | 1,403,046 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
