Every SEC Form 3/4/5 on record for this filer (CIK 1321655) — 5 issuers, 98 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SRFM | SURF AIR MOBILITY INC. | Filer | 2024-07-03 → 2025-09-09 | 11 | $7M |
| MSPR | MSP Recovery, Inc. | 10% owner | 2025-04-08 → 2025-04-08 | 1 | — |
| LIFW | MSP Recovery, Inc. | Filer | 2024-10-30 → 2024-11-06 | 3 | −$200,191 |
| RBTC | Rubicon Technologies, Inc. | 10% owner | 2024-06-13 → 2024-09-25 | 19 | −$237,493 |
| RBT | Rubicon Technologies, Inc. | 10% owner · lapsed | 2023-04-10 → 2024-06-07 | 10 | −$332,925 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SRFM | 2025-06-18 | Buy | 1,040,557 | $2.07 | $2M | 4,461,564 |
| SRFM | 2025-03-25 | Buy | 244,011 | $3.88 | $946,763 | 3,421,007 |
| SRFM | 2024-12-09 | Buy | 446,830 | $4.45 | $2M | 3,176,996 |
| LIFW | 2024-11-06 | Sell | 506,296 | $0.13 | $65,818 | 2,985,381 |
| LIFW | 2024-11-05 | Sell | 340,300 | $0.11 | $37,433 | 3,491,677 |
| LIFW | 2024-11-04 | Sell | 111,760 | $0.10 | $11,176 | 3,831,977 |
| LIFW | 2024-11-01 | Sell | 337,174 | $0.11 | $37,089 | 3,943,737 |
| LIFW | 2024-10-31 | Sell | 381,487 | $0.11 | $41,964 | 4,280,911 |
| LIFW | 2024-10-30 | Sell | 55,921 | $0.12 | $6,711 | 4,662,398 |
| SRFM | 2024-10-02 | Buy | 1,270,869 | $1.25 | $2M | 2,730,166 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
