Every SEC Form 3/4/5 on record for this filer (CIK 1299983) — 2 issuers, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AUBN | AUBURN NATIONAL BANCORPORATION, INC | Director | 2024-04-12 → 2025-04-28 | 3 | $37,540 |
| HPY | HEARTLAND PAYMENT SYSTEMS INC | President - Strategic Markets · lapsed | 2015-07-22 → 2016-04-26 | 6 | −$291,040 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AUBN | 2025-04-28 | Buy | 1,000 | $19.89 | $19,890 | 3,000 |
| AUBN | 2024-08-06 | Buy | 1,000 | $17.65 | $17,650 | 2,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.