Every SEC Form 3/4/5 on record for this filer (CIK 1284961) — 2 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GHI | Greystone Housing Impact Investors LP | Director | 2023-03-01 → 2025-06-24 | 4 | — |
| ATAX | AMERICA FIRST MULTIFAMILY INVESTORS, L.P. | Director · lapsed | 2019-09-19 → 2022-08-09 | 5 | $198,050 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ATAX | 2020-08-19 | Buy | 42,500 | $4.66 | $198,050 | 42,500 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.