Every SEC Form 3/4/5 on record for this filer (CIK 1281526) — 5 issuers, 43 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CGTX | COGNITION THERAPEUTICS INC | Director | 2021-11-03 → 2026-06-22 | 9 | $26,600 |
| OESX | ORION ENERGY SYSTEMS, INC. | Director | 2017-02-22 → 2025-07-01 | 21 | $174,842 |
| SUP | SUPERIOR INDUSTRIES INTERNATIONAL INC | Director | 2017-06-29 → 2025-05-27 | 21 | $130,400 |
| EMAN | EMAGIN CORP | Director · lapsed | 2015-07-06 → 2023-10-19 | 16 | $25,001 |
| BIOA | BioAge Labs, Inc. | Director · lapsed | 2016-05-23 → 2017-08-16 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OESX | 2025-02-21 | Buy | 20,000 | $0.91 | $18,200 | 313,658 |
| OESX | 2025-02-20 | Buy | 874 | $0.88 | $769 | 293,658 |
| OESX | 2025-02-19 | Buy | 13,000 | $0.84 | $10,920 | 292,784 |
| OESX | 2025-02-18 | Buy | 13,000 | $0.84 | $10,920 | 279,784 |
| OESX | 2025-02-14 | Buy | 10,000 | $0.82 | $8,200 | 266,784 |
| OESX | 2024-06-14 | Buy | 20,000 | $1.15 | $23,000 | 256,784 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.
