Every SEC Form 3/4/5 on record for this filer (CIK 1236545) — 9 issuers, 47 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UGI | UGI CORP /PA/ | President and CEO · Director | 2024-11-05 → 2026-01-05 | 3 | — |
| CGEH | Capstone Energy Plus, Inc. | Director | 2025-02-14 → 2025-08-12 | 2 | — |
| PCG | PG&E Corp | Director · lapsed | 2020-07-10 → 2024-05-21 | 7 | $92,800 |
| CGRNQ | Capstone Green Energy Corp | Interim President and CEO · Director · lapsed | 2023-12-07 → 2023-12-07 | 1 | — |
| CHRA | Charah Solutions, Inc. | Director · lapsed | 2018-06-13 → 2023-07-17 | 10 | $95,483 |
| CGRN | Capstone Green Energy Corp | Director · lapsed | 2021-08-19 → 2022-08-25 | 3 | $10,137 |
| CPST | CAPSTONE TURBINE Corp | Director · lapsed | 2018-04-24 → 2020-08-28 | 7 | $55,980 |
| DYN | Dyne Therapeutics, Inc. | President and CEO · Director · lapsed | 2015-08-13 → 2018-04-11 | 17 | $851,605 |
| WLB | WESTMORELAND COAL Co | Director · lapsed | 2016-05-18 → 2017-06-27 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CHRA | 2022-11-17 | Buy | 19,750 | $0.57 | $11,257 | 129,224 |
4 of 9 issuers are covered and open a security page; the rest are on file here only.