Every SEC Form 3/4/5 on record for this filer (CIK 1225250) — 3 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ASTI | Ascent Solar Technologies, Inc. | Director | 2023-04-04 → 2025-06-04 | 6 | $50,000 |
| KEM | KEMET CORP | Executive VP-CFO · lapsed | 2018-12-03 → 2020-06-15 | 6 | $199,522 |
| AXLL | AXIALL CORP/DE/ | See Remarks · lapsed | 2016-03-08 → 2016-09-02 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ASTI | 2023-09-28 | Buy | 17,361 | $2.88 | $50,000 | 17,361 |
| KEM | 2019-02-07 | Buy | 5,000 | $17.96 | $89,800 | 105,000 |
| KEM | 2019-02-07 | Buy | 1,100 | $18.02 | $19,822 | 111,100 |
| KEM | 2019-02-07 | Buy | 5,000 | $17.98 | $89,900 | 110,000 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
