Every SEC Form 3/4/5 on record for this filer (CIK 1222711) — 4 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EFOI | ENERGY FOCUS, INC/DE | Director · lapsed | 2015-08-03 → 2018-06-22 | 7 | — |
| PAY | Paymentus Holdings, Inc. | Director · lapsed | 2017-12-21 → 2018-04-04 | 2 | — |
| RMBS | RAMBUS INC | President & CEO · Director · lapsed | 2016-02-03 → 2018-02-05 | 8 | −$553,708 |
| UTEK | ULTRATECH INC | Director · lapsed | 2016-07-26 → 2017-05-31 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RMBS | 2017-06-08 | Sell | 12,750 | $12.14 | $154,785 | 631,171 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.