Every SEC Form 3/4/5 on record for this filer (CIK 1221355) — 12 issuers, 42 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALLO | Allogene Therapeutics, Inc. | Director | 2018-10-10 → 2026-06-23 | 22 | $189,000 |
| KRON | Kronos Bio, Inc. | Director | 2020-10-08 → 2025-06-20 | 8 | — |
| SCRM | Screaming Eagle Acquisition Corp. | Director · lapsed | 2022-01-06 → 2022-01-06 | 1 | — |
| LTCH | Latch, Inc. | Filer · lapsed | 2021-06-07 → 2021-06-07 | 1 | — |
| SRNG | Soaring Eagle Acquisition Corp. | Director · lapsed | 2021-02-23 → 2021-02-23 | 1 | — |
| TSIB | Tishman Speyer Innovation Corp. II | Director · lapsed | 2021-02-11 → 2021-02-16 | 2 | — |
| TSIA | TS Innovation Acquisitions Corp. | Director · lapsed | 2020-11-09 → 2020-11-09 | 1 | — |
| FEAC | Flying Eagle Acquisition Corp. | Director · lapsed | 2020-03-05 → 2020-03-05 | 1 | — |
| DEAC | Diamond Eagle Acquisition Corp. \ DE | Director · lapsed | 2019-05-10 → 2019-12-31 | 2 | — |
| EAGL | Platinum Eagle Acquisition Corp. | Director · lapsed | 2018-01-11 → 2019-03-05 | 5 | $101,650 |
| CAPR | CAPRICOR THERAPEUTICS, INC. | Director · lapsed | 2016-06-06 → 2018-02-14 | 4 | — |
| KITE | Kite Pharma, Inc. | Director · lapsed | 2016-02-12 → 2017-10-05 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ALLO | 2022-01-12 | Buy | 15,000 | $12.60 | $189,000 | 258,885 |
3 of 12 issuers are covered and open a security page; the rest are on file here only.
