Every SEC Form 3/4/5 on record for this filer (CIK 1219137) — 2 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RMBS | 2016-07-26 | Sell | 4,000 | $13.99 | $55,960 | 247,838 |
| RMBS | 2016-07-19 | Sell | 2,000 | $13.49 | $26,980 | 251,838 |
| RMBS | 2016-04-01 | Sell | 2,000 | $13.60 | $27,200 | 251,466 |
| RMBS | 2016-03-03 | Sell | 2,000 | $13.49 | $26,980 | 253,466 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.