Every SEC Form 3/4/5 on record for this filer (CIK 1218401) — 2 issuers, 63 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NGL | NGL Energy Partners LP | Director · lapsed | 2015-08-18 → 2023-11-17 | 12 | $68,050 |
| WPX | WPX ENERGY, INC. | EVP Business Development · lapsed | 2015-07-20 → 2021-01-11 | 22 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WPX | 2020-12-16 | Sell | 88,875 | $8.21 | $729,664 | 261,853 |
| WPX | 2020-12-15 | Sell | 124,192 | $7.97 | $989,810 | 350,728 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.