Every SEC Form 3/4/5 on record for this filer (CIK 1214100) — 1 issuer, 49 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PBHC | Pathfinder Bancorp, Inc. | Director · lapsed | 2016-02-09 → 2024-01-02 | 31 | $454,604 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PBHC | 2023-12-06 | Buy | 100 | $13.00 | $1,300 | 13,731 |
| PBHC | 2023-12-05 | Buy | 100 | $12.92 | $1,292 | 13,631 |
| PBHC | 2023-05-30 | Buy | 10 | $13.48 | $135 | 24,689 |
| PBHC | 2023-05-26 | Buy | 10 | $13.30 | $133 | 13,531 |
| PBHC | 2023-05-24 | Buy | 750 | $12.88 | $9,660 | 13,521 |
| PBHC | 2023-05-15 | Buy | 250 | $12.72 | $3,180 | 24,679 |
| PBHC | 2023-05-12 | Buy | 500 | $12.94 | $6,470 | 24,429 |
| PBHC | 2023-05-08 | Buy | 1,127 | $13.03 | $14,685 | 23,929 |
| PBHC | 2023-05-04 | Buy | 50 | $13.00 | $650 | 12,771 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.