Every SEC Form 3/4/5 on record for this filer (CIK 1212731) — 3 issuers, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AUID | authID Inc. | Chief Financial Officer · lapsed | 2021-12-15 → 2022-03-23 | 2 | −$2M |
| IDTY | Ipsidy Inc. | Chief Financial Officer · lapsed | 2019-06-21 → 2021-05-07 | 3 | $25,000 |
| IDGS | Ipsidy Inc. | Chief Financial Officer · lapsed | 2017-02-10 → 2017-11-13 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AUID | 2021-12-15 | Sell | 701 | $15.00 | $10,515 | 82,084 |
| AUID | 2021-12-14 | Sell | 43,391 | $15.62 | $677,767 | 82,785 |
| AUID | 2021-12-13 | Sell | 50,908 | $15.96 | $812,492 | 126,176 |
| IDTY | 2019-06-19 | Buy | 312,500 | $0.08 | $25,000 | 5,312,500 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
