Every SEC Form 3/4/5 on record for this filer (CIK 1211700) — 6 issuers, 56 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KWR | QUAKER CHEMICAL CORP | Director · lapsed | 2015-08-17 → 2022-12-19 | 19 | −$954,165 |
| WINR | SIMPLICITY ESPORTS & GAMING Co | Filer · lapsed | 2021-09-03 → 2022-04-29 | 2 | — |
| RBCN | Rubicon Technology, Inc. | Director · lapsed | 2016-01-05 → 2017-11-20 | 5 | −$2M |
| IAMXU | I-AM CAPITAL ACQUISITION Co | Director · lapsed | 2017-08-17 → 2017-08-17 | 1 | — |
| AMBR | Amber International Holding Ltd | 10% owner · lapsed | 2015-09-17 → 2017-04-11 | 10 | −$26M |
| ITCC.OB | InsPro Technologies Corp | Principal Executive Officer · Director · lapsed | 2015-12-28 → 2015-12-28 | 1 | $19,854 |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
2 of 6 issuers are covered and open a security page; the rest are on file here only.
