Every SEC Form 3/4/5 on record for this filer (CIK 1196019) — 1 issuer, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HWBK | HAWTHORN BANCSHARES, INC. | EVP/CRO · Director | 2015-11-30 → 2026-02-17 | 22 | $93,290 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HWBK | 2020-05-13 | Buy | 516 | $16.09 | $8,302 | 4,191 |
| HWBK | 2018-12-19 | Buy | 500 | $23.31 | $11,655 | 17,806 |
| HWBK | 2018-08-03 | Buy | 328 | $21.70 | $7,118 | 16,556 |
| HWBK | 2018-05-17 | Buy | 428 | $22.00 | $9,416 | 15,536 |
| HWBK | 2017-11-28 | Buy | 333 | $20.25 | $6,743 | 15,006 |
| HWBK | 2017-07-26 | Buy | 375 | $20.75 | $7,781 | 14,624 |
| HWBK | 2017-02-23 | Buy | 500 | $19.95 | $9,975 | 13,620 |
| HWBK | 2016-11-18 | Buy | 304 | $14.90 | $4,525 | 13,076 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.