Every SEC Form 3/4/5 on record for this filer (CIK 1196014) — 1 issuer, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HWBK | HAWTHORN BANCSHARES, INC. | Director | 2015-11-30 → 2026-06-04 | 20 | $186,919 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HWBK | 2023-05-16 | Buy | 2,712 | $18.24 | $49,467 | 35,237 |
| HWBK | 2020-05-12 | Buy | 2,512 | $16.43 | $41,272 | 28,000 |
| HWBK | 2019-08-30 | Buy | 900 | $22.29 | $20,061 | 28,915 |
| HWBK | 2018-12-19 | Buy | 500 | $23.31 | $11,655 | 24,508 |
| HWBK | 2018-08-03 | Buy | 329 | $21.70 | $7,139 | 24,008 |
| HWBK | 2018-05-17 | Buy | 428 | $22.00 | $9,416 | 22,768 |
| HWBK | 2017-11-28 | Buy | 333 | $20.25 | $6,743 | 22,340 |
| HWBK | 2017-07-26 | Buy | 375 | $20.75 | $7,781 | 22,007 |
| HWBK | 2017-02-23 | Buy | 500 | $19.95 | $9,975 | 20,800 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.