Every SEC Form 3/4/5 on record for this filer (CIK 1191892) — 4 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SCVL | SHOE CARNIVAL INC | Director · lapsed | 2016-03-21 → 2021-09-14 | 19 | −$725,168 |
| CBKC | CHRISTOPHER & BANKS CORP | Filer · lapsed | 2019-06-28 → 2020-06-18 | 2 | — |
| CBK | Commercial Bancgroup, Inc. | Filer · lapsed | 2016-07-01 → 2018-06-14 | 6 | $12,200 |
| ARO | AEROPOSTALE INC | Director · lapsed | 2015-08-14 → 2015-08-14 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SCVL | 2021-09-13 | Sell | 1,100 | $33.32 | $36,652 | 22,244 |
| SCVL | 2021-08-27 | Sell | 1,500 | $37.46 | $56,190 | 23,344 |
| SCVL | 2021-04-15 | Sell | 1,241 | $61.30 | $76,073 | 11,502 |
| SCVL | 2021-01-15 | Sell | 2,000 | $42.85 | $85,700 | 12,743 |
| SCVL | 2020-09-10 | Sell | 1,100 | $37.59 | $41,349 | 14,743 |
| SCVL | 2020-01-02 | Sell | 1,620 | $36.96 | $59,875 | 13,434 |
| SCVL | 2019-09-04 | Sell | 1,090 | $28.68 | $31,261 | 15,054 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.