Every SEC Form 3/4/5 on record for this filer (CIK 1191062) — 6 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PBYI | PUMA BIOTECHNOLOGY, INC. | Director | 2015-08-27 → 2026-06-15 | 19 | −$919,552 |
| SINT | Sintx Technologies, Inc. | Director | 2025-08-27 → 2026-02-25 | 2 | $13,680 |
| BCDA | BioCardia, Inc. | Director | 2016-10-26 → 2025-12-10 | 6 | — |
| SERA | SERA PROGNOSTICS, INC. | Chief Financial Officer · lapsed | 2021-07-14 → 2023-06-07 | 5 | — |
| ACHV | ACHIEVE LIFE SCIENCES, INC. | Director · lapsed | 2017-08-03 → 2022-06-01 | 8 | — |
| PRED | PREDICTIVE TECHNOLOGY GROUP, INC. | Director · lapsed | 2019-04-12 → 2019-04-12 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PBYI | 2026-06-12 | Sell | 22,000 | $7.22 | $158,840 | 58,322 |
| SINT | 2026-02-23 | Buy | 1,000 | $2.91 | $2,910 | 4,000 |
| SINT | 2025-08-26 | Buy | 3,000 | $3.59 | $10,770 | 3,000 |
| PBYI | 2025-06-13 | Sell | 22,000 | $3.40 | $74,800 | 53,322 |
| PBYI | 2024-06-13 | Sell | 22,000 | $3.34 | $73,480 | 21,322 |
| PBYI | 2023-06-13 | Sell | 22,000 | $3.45 | $75,900 | 16,322 |
5 of 6 issuers are covered and open a security page; the rest are on file here only.
