Every SEC Form 3/4/5 on record for this filer (CIK 1158392) — 4 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GHI | Greystone Housing Impact Investors LP | Director | 2023-03-01 → 2025-06-24 | 4 | — |
| ATAX | AMERICA FIRST MULTIFAMILY INVESTORS, L.P. | Director · lapsed | 2019-09-19 → 2022-08-09 | 4 | — |
| FSK | FS KKR Capital Corp | Chief Financial Officer · lapsed | 2019-10-30 → 2021-09-02 | 2 | — |
| TCAP | Barings BDC, Inc. | CFO and Secretary · Director · lapsed | 2016-02-05 → 2018-08-02 | 7 | $105,840 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FSK | 2021-06-10 | Buy | 50,448 | — | $0 | 50,448 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.