Every SEC Form 3/4/5 on record for this filer (CIK 1136546) — 1 issuer, 32 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ICCC | IMMUCELL CORP /DE/ | Former VP and CSO · lapsed | 2016-07-06 → 2022-05-18 | 7 | −$66,584 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ICCC | 2016-07-08 | Sell | 200 | $6.60 | $1,320 | 105,111 |
| ICCC | 2016-07-08 | Sell | 400 | $6.50 | $2,600 | 106,305 |
| ICCC | 2016-07-08 | Sell | 100 | $6.51 | $651 | 106,205 |
| ICCC | 2016-07-08 | Sell | 500 | $6.55 | $3,275 | 105,705 |
| ICCC | 2016-07-08 | Sell | 394 | $6.59 | $2,596 | 105,311 |
| ICCC | 2016-07-08 | Sell | 341 | $6.53 | $2,227 | 106,705 |
| ICCC | 2016-07-07 | Sell | 200 | $6.53 | $1,306 | 107,105 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.