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VTGN US Equity

Vistagen Therapeutics, Inc.Health Care · Pharmaceutical Preparations · CIK 1411685 · FY ends Mar 31
$0.24
+0.00 (+0.87%)
USD · as of 2026-08-19 · marketstack

VTGN · 10-K · period ended 2021-03-31

← all VTGN documents
filed 2021-06-29 · EDGAR original ↗

Our rendering of the filing — original pagination and typography are not reproduced, and tables are reduced to their short label cells (the figures live on FA). Nothing is summarized: every line below is the filing's own text.

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10-K

1

vtgn_10k.htm

ANNUAL REPORT

vtgn_10k

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 10-K

For the fiscal year ended: March 31, 2021

or

Commission file number: 001-37761

VistaGen Therapeutics, Inc.

(Exact name of registrant as specified in its charter)

343 Allerton Avenue

South San Francisco, California 94080

(650) 577-3600

(Address, including zip code, and telephone number, including area

code, of registrant’s principal executive

office)

Securities registered pursuant to Section 12(b) of the

Act

Title of each class Name of each exchange on which registered

Common Stock, par value $0.001 per share The Nasdaq Capital Market

Securities registered pursuant to Section 12(g) of the

Act

None

Indicate by check mark if the registrant is a well-known seasoned

issuer, as defined in Rule 405 of the Securities

Act. Yes ☐ No ☒

Indicate by check mark if the registrant is not required to file

reports pursuant to Section 13 or 15(d) of the

Act. Yes ☐ No ☒

Indicate by check mark whether the registrant (1) has filed

all reports required to be filed by Section 13 or 15(d) of the

Securities Exchange Act of 1934 during the preceding 12 months

(or for such shorter period that the registrant was required to

file such reports), and (2) has been subject to such filing

requirements for the past 90

days. Yes ☒ No ☐

Indicate by check mark whether the registrant has submitted

electronically and posted on its corporate Web site, if any, every

Interactive Data File required to be submitted and posted pursuant

to Rule 405 of Regulation S-T (§232.405 of this chapter)

during the preceding 12 months (or for such shorter period that the

registrant was required to submit and post such

files). Yes ☒ No ☐

Indicate by check mark whether the registrant is a large

accelerated filer, an accelerated filer, a non-accelerated filer,

or a smaller reporting company. See the definitions of “large

accelerated filer,” “accelerated filer” and

“smaller reporting company” in Rule 12b-2 of the

Exchange Act.

If an emerging growth company, indicate by check mark if the

registrant has elected not to use the extended transition period

for complying with any new or revised financial accounting

standards provided pursuant to Section 13(a) of the Exchange

Act.☐

Indicate by check mark whether the registrant has filed a report on

and attestation to its management’s assessment of the

effectiveness of its internal control over financial reporting

under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b))

by the registered public accounting firm that prepared or issued

its audit report. Yes ☐ No ☒

Indicate by check mark whether the registrant is a shell company

(as defined in Rule 12b-2 of the

Act). Yes ☐ No ☒

The aggregate market value of the common stock of the registrant

held by non-affiliates of the registrant on September 30, 2020, the

last business day of the registrant’s second fiscal quarter,

was: $51,365,745.

As ofJune 28, 2021,

there were191,382,350sharesof the registrant’s common stock, $0.001 par

value per share, outstanding.

DOCUMENTS INCORPORATED BY REFERENCE

Items 10, 11, 12, 13 and 14 of Part III incorporate by

reference certain information from VistaGen Therapeutics,

Inc.’s definitive proxy statement, to be filed with the

Securities and Exchange Commission on or before July 29,

2021.

TABLE OF CONTENTS

Item No. Page No.

PART I

1. Business 1

1A. Risk Factors 31

1B. Unresolved Staff Comments 65

2. Properties 65

3. Legal Proceedings 65

4. Mine Safety Disclosures 65

PART II

6. Selected Financial Data 66

7A. Quantitative and Qualitative Disclosures About Market Risk 80

8. Financial Statements and Supplementary Data 81

9A. Controls and Procedures 121

9B. Other Information 121

PART III

10. Directors, Executive Officers and Corporate Governance 122

11. Executive Compensation 122

14. Principal Accounting Fees and Services 122

PART IV

15. Exhibits and Financial Statement Schedules 123

EXHIBIT INDEX 123

-i-

Forward-Looking Statements

This Annual Report on Form 10-K (Annual Report or

Report) contains

forward-looking statements that involve substantial risks and

uncertainties. All statements contained in this Annual Report other

than statements of historical facts, including statements regarding

our strategy, future operations, future financial position, future

revenue, projected costs, prospects, plans, objectives of

management and expected market growth, are forward-looking

statements. These statements involve known and unknown risks,

uncertainties and other important factors that may cause our actual

results, performance or achievements to be materially different

from any future results, performance or achievements expressed or

implied by the forward-looking statements.

The words “anticipate,” “believe,”

“estimate,” “expect,” “intend,”

“may,” “plan,” “predict,”

“project,” “target,”

“potential,” “will,” “would,”

“could,” “should,” “continue,”

and similar expressions are intended to identify forward-looking

statements, although not all forward-looking statements contain

these identifying words. These forward-looking statements include,

among other things, statements about:

the continued impact of the coronavirus

(COVID-19) pandemic, efforts to contain the pandemic and

resulting economic downturn on or affecting our operations and

financial condition;

the

availability of capital to satisfy our working capital requirements

and development and commercialization objectives;

the

accuracy of our estimates regarding expenses, future revenues and

capital requirements;

our plans to develop and commercialize our product

candidates, including, among other things, PH94B as a potential

acute treatment of anxiety in adults with social anxiety disorder

(SAD) and other anxiety disorders, PH10 as a potential

treatment for major depressive disorder (MDD) and other depression-related disorders, and

AV-101 as a potential treatment of MDD and depression-related

disorders and neurological diseases and disorders involving the

Central Nervous System (CNS);

our ability to initiate and complete necessary preclinical and

clinical studies to advance the development of our product

candidates, including the PALISADE Phase 3 program and other

studies, to successfully complete any such preclinical and clinical

studies, and for those studies to generate positive results;

economic,

regulatory and political developments in the U.S. and foreign

countries;

the performance of our third-party contract

manufacturer(s) (CMOs), contract research organizations

(CROs) and other third-party preclinical and clinical

drug development collaborators and regulatory service providers on

whose services we rely to support our

operations;

our ability to obtain and maintain intellectual

property (IP) protection for our core assets, including our

product candidates;

the

size of the potential markets for our product candidates and our

ability to enter and serve those markets;

the

rate and degree of market acceptance of our product candidates for

any indication once approved;

the

success of competing products and product candidates in development

by others that are or become available for the indications that we

are pursuing in the markets we seek to enter on our own or with

collaborators;

the

loss of key scientific, clinical or nonclinical development,

regulatory, and/or management personnel, internally or from one or

more of our third-party collaborators, CMOs, CROs or other service

providers; and

other risks and uncertainties, including those

listed under Part I, Item 1A of this Annual Report titled

“Risk

Factors.”

These forward-looking statements are only predictions and we may

not actually achieve the plans, intentions or expectations

disclosed in our forward-looking statements, so you should not

place undue reliance on our forward-looking statements. Actual

results or events could differ materially from the plans,

intentions and expectations disclosed in one or more of the

forward-looking statements we make in this Annual Report. We have

based these forward-looking statements largely on our current

expectations and projections about future events and trends that we

believe may affect our business, financial condition and operating

results. We have included important factors in the cautionary

statements included in this Annual Report, particularly in Part I,

Item 1A, titled “Risk

Factors,” that could

cause actual future results or events to differ materially from the

forward-looking statements that we make. Our forward-looking

statements in this Annual Report do not reflect the potential

impact of any future acquisitions, mergers, dispositions, joint

ventures or investments we may make.

You should read this Annual Report and the documents that we have

filed as exhibits to this Annual Report with the understanding that

our actual future results may be materially different from what we

expect. We do not assume any obligation to update any

forward-looking statements in this Annual Report, whether as a

result of new information, future events or otherwise, except as

required by applicable law.

-ii-

PART I

All brand names or trademarks appearing in this Annual Report are

the property of their respective holders. Unless the context

requires otherwise, references in this report to

“VistaGen,” the “Company,”

“we,” “us,” and “our” refer to

VistaGen Therapeutics, Inc., a Nevada corporation. All references

to future quarters and years in this Annual Report refer to

calendar quarters and calendar years, unless reference is made

otherwise.

Item 1. Business

Overview

We are a biopharmaceutical

company committed to developing and commercializing

differentiated new generation medications that go beyond the

current standard of care for widespread anxiety, depression and

other central nervous system (CNS) disorders. Our CNS pipeline includes three CNS

product candidates, PH94B Nasal Spray, PH10 Nasal Spray and AV-101,

each with a differentiated profile, favorable safety results

observed in all clinical studies to date and therapeutic potential

in multiple CNS indications. PH94B Nasal Spray (PH94B) is being developed for multiple anxiety

disorders. We recently initiated our PH94B Phase 3 development

program, which we refer to as the PALISADE program, with

PALISADE-1, a U.S., multi-center, randomized, double-blind,

placebo-controlled Phase 3 clinical study to evaluate the efficacy

and safety of PH94B for the acute treatment of anxiety in adults

with social anxiety disorder (SAD), as well as preparations for the additional

studies required to support our potential U.S. New Drug Application

(NDA) for that indication should the PALISADE Phase 3

program be successful. We are also preparing for exploratory Phase

2A clinical studies of PH94B in adults experiencing several other

anxiety disorders. PH10 Nasal Spray (PH10) is being developed as a stand-alone treatment

for multiple depression disorders. Exploratory Phase 2A clinical

development of PH10 for major depressive disorder

(MDD) has been completed. We are now preparing for

planned Phase 2B clinical development of PH10 for this indication.

We are preparing for a Phase 1B clinical study of AV-101 in

combination with probenecid to assess potential future Phase 2A

clinical development of the combination for MDD or certain

neurological indications. Our goal is to become a biopharmaceutical

company that develops and commercializes innovative CNS therapies

for highly prevalent neuropsychiatry and neurology indications

where current treatments options are inadequate to meet the needs

of millions of patients in markets worldwide.

Our Product Candidates

PH94B

is a synthetic investigational neurosteroid developed from

proprietary compounds called pherines. With its novel mechanism of

action, PH94B is an odorless nasal spray administered at

microgram-level doses to achieve rapid-onset anti-anxiety, or

anxiolytic, effects. The pharmacological activity of PH94B is

fundamentally differentiated from that of all FDA-approved

anti-anxiety drugs, including all antidepressants approved by the

U.S. Food and Drug Administration (FDA) for treatment of SAD, as well as

all benzodiazepines and beta blockers prescribed on an off-label

basis. PH94B engages peripheral chemosensory receptors in nasal

passages that trigger a subset of neurons in the main olfactory

bulbs (OB) at the base of

the brain. The OB neurons then stimulate inhibitory GABAergic

neurons in the limbic amygdala, decreasing the activity of the

sympathetic nervous system, and facilitating fear extinction

activity of the limbic-hypothalamic system, the main fear and

anxiety center in the brain, as well as in other parts of the

brain. Importantly, PH94B does not require systemic uptake and

distribution to produce its rapid-onset anti-anxiety effects.

Our ongoing PALISADE Phase 3 program

for PH94B is designed to further demonstrate its potential as a

fast-acting, non-sedating, non-addictive acute treatment of anxiety

in adults with SAD. We believe PH94B also has potential to be

developed as a novel treatment for adjustment disorder with

anxiety, postpartum anxiety, post-traumatic stress disorder,

procedural anxiety, panic and other anxiety disorders. PH94B has

been granted Fast Track designation status by the FDA for

development for the acute treatment of SAD.

PH10 is

a synthetic investigational neurosteroid, which also was developed

from proprietary compounds called pherines. Its novel, rapid-onset

mechanism of action (MOA)

is fundamentally differentiated from the MOA of all current

treatments for MDD and other depression disorders. PH10 is

self-administered at microgram-level doses as an odorless nasal

spray. PH10 activates nasal chemosensory cells in the nasal

passages, connected to neural circuits in the brain that produce

antidepressant effects. Specifically, PH10 engages peripheral

chemosensory receptors in the nasal passages that trigger a subset

of neurons in the main OB that stimulate neurons in the limbic

amygdala. This is turn increases activity of the

limbic-hypothalamic sympathetic nervous system and increases the

release of catecholamines. Importantly, unlike all currently

approved oral antidepressants (ADs), PH10 does not require systemic

uptake and distribution to produce rapid-onset of antidepressant

effects. In all clinical studies to date, PH10 has not caused

psychological side effects (such as dissociation and

hallucinations) or safety concerns that may be associated with

rapid-onset ketamine-based therapy (KBT), including intravenous ketamine or

intranasal ketamine (esketamine). We

believe PH10 has potential to be a new stand-alone treatment for

MDD and several other depression disorders.

AV-101 (4-Cl-KYN) targets the NMDAR (N-methyl-D-aspartate

receptor), an ionotropic glutamate receptor in the brain. Abnormal

NMDAR function is associated with numerous CNS diseases and

disorders. AV-101 is an oral prodrug of 7-chloro-kynurenic acid

(7-Cl-KYNA), which is a potent and selective full antagonist of the

glycine co-agonist site of the NMDAR that inhibits the function of

the NMDAR. However, unlike ketamine and many other NMDAR

antagonists, 7-Cl-KYNA is not an ion channel blocker. At doses

administered in all studies to date, AV-101 has been observed to be

well tolerated and has not exhibited dissociative or hallucinogenic

psychological side effects or safety concerns. In light of these

observations and findings from preclinical studies, we believe that

AV-101, in combination with FDA-approved probenecid, has potential

to become a new oral treatment alternative for certain CNS

indications involving the NMDAR. We are currently preparing to

evaluate AV-101 in combination with probenecid in a Phase 1B

clinical study. The FDA has granted Fast Track designation for

development of AV-101 as a potential adjunctive treatment for MDD

and as a non-opioid treatment for neuropathic pain

(NP).

-1-

Our

Strategy

Our

goal is to be a leading biopharmaceutical company committed to

development and commercialization of novel proprietary CNS

therapies that go beyond the current standard of care for treatment

of anxiety, depression and other CNS diseases and disorders with

high unmet need. Key elements of our strategy to achieve our goal

are as follows:

Focus on highly

prevalent anxiety, depression and neurological disorders affecting

both adult and pediatric populations where the current standard of

care is undesirable or inadequate to meet patient

needs.

Pursue global

development, on our own in the U.S. and on our own or with

collaborators outside the U.S., of novel proprietary

CNS product candidates which are fundamentally differentiated from

currently approved therapies;

Emphasize

development and commercialization of proprietary

CNS product candidates with potential for (i) rapid-onset

therapeutic effects, (ii) exceptional safety and tolerability, and

(iii) significant commercial potential in multiple CNS indications

in global markets with currently limited, undesirable or inadequate

treatment options;

Commercialize on

our own, and retain all commercial rights to, our CNS product

candidates in the U.S. and partner with highly-qualified

third-party collaborators to commercialize our CNS product

candidates in selected markets outside the U.S.; and

Continue internal

research and development efforts to (i) evaluate the expanded

therapeutic and commercial potential for our existing CNS product

candidates in the treatment of additional CNS indications and (ii)

identify additional proprietary CNS product candidates for our CNS

product pipeline.

Our CNS Product Pipeline

The

following table summarizes the status of our CNS clinical

development programs as of the filing date of this Annual

Report.

PH94B Nasal Spray

Social Anxiety Disorder

Social Anxiety Disorder (SAD) affects over 23 million Americans.

According to the U.S. National Institutes of Health (NIH), SAD is the third most common

psychiatric condition after depression and substance abuse. A

person with SAD feels intense, persistent symptoms of anxiety or

fear in certain social situations, such as meeting new people,

dating, being on a job interview, answering a question in class, or

talking to a cashier in a store. Doing common everyday things in

front of people - such as eating or drinking in front of others or

using a public restroom - causes profound anxiety or fear of being

humiliated, evaluated, judged, or rejected. The fear that people

with SAD have in social situations is so strong that they feel it

is beyond their ability to control. SAD can get in the way of going

to work, attending school, or doing a wide variety of things in

situations that have a potential for interpersonal interaction.

People with SAD may worry about these and other things for weeks

before they happen. Sometimes, they end up staying away from places

or events where they think they might have to do something that

will embarrass them. Some people with SAD do not have anxiety in

social situations, but instead have performance anxiety. They feel

physical symptoms of anxiety in performance situations, such as

giving a lecture, a speech or a presentation at school or work, as

well as playing a sports game, or dancing or playing a musical

instrument on stage. Without treatment, SAD can last for many years

or a lifetime and lead to avoidance and

opportunity costs that can significantly impact a person's

employment, social activities and relationships, and be very

disruptive to overall quality of life.

-2-

Existing treatments for SAD have not been effective acute treatment

options for the large patient population suffering from SAD. Only

three drugs, all chronic oral antidepressant drugs (ADs), are approved by the FDA

specifically for treatment of SAD, and no drug is FDA-approved for

acute, on-demand treatment of anxiety in adults with SAD. These

FDA-approved chronic oral ADs have slow onset of effect (often many

weeks or months) and significant side effects that may make them

inadequate or inappropriate treatment alternatives for many

individuals affected by acute SAD episodes. Benzodiazepines, often

referred to as “benzos,” and beta blockers, both of

which have not been studied systematically in controlled studies

for treatment of SAD. They are not FDA-approved to treat SAD, but

are prescribed on an off-label basis by psychiatrists and other

physicians for the treatment of SAD. Unlike ADs, which can take

several weeks to take full effect, benzodiazepines, which act as

direct positive modulators of GABA-A receptors, have a rapid-onset

effect by potentiating GABA-A and slowing the nervous system to

induce a calming effect that can last up to twelve hours. However,

the safety concerns and side effects of benzodiazepines, many of

which are similar to side effects of alcohol, also can appear

rapidly. Extended use of benzodiazepines may lead to physical

dependence and weaning off. Benzodiazepines can take up to many

months, often resulting in severe withdrawal symptoms, including

muscle pain, sweating, blurred vision, depression, seizures and

delirium tremens similar to those experienced with alcohol

withdrawal. Benzodiazepines users can also build up a tolerance

that requires increasingly larger doses over time. When taken with

opioid drugs, benzodiazepine use may be quite dangerous, so much so

that in September 2020 the FDA issued an update to its 2016 Drug

Safety Communication requiring that benzodiazepines display a

“black box” label on bottles to warn against their

potential for dangerous interactions with opioids, as well as

potential risk of abuse, misuse, overuse and addiction. We believe

PH94B, with its rapid-onset anti-anxiety effects, demonstrated in

Phase 2 development without requiring systemic uptake and

distribution, and its lack of benzodiazepine-like side effects and

safety concerns in all clinical studies to date, has potential to

displace both ADs and benzodiazepines in the current treatment

paradigm for SAD, as well as in many other current anxiety disorder

treatment paradigms.

In a

peer-reviewed, published, randomized, double-blind,

placebo-controlled Phase 2 clinical trial (n=91), with Dr. Michael

Liebowitz, the creator of the Liebowitz Social Anxiety Scale

(LSAS), as principal

investigator, PH94B was significantly more effective than placebo

in reducing both public-speaking (performance) anxiety (p=0.002)

and social interaction anxiety (p=0.009) in laboratory-induced

challenges of individuals with SAD, as assessed using

patient-reported anxiety ratings on the Subjective Units of

Distress Scale (SUDS)

within 15 minutes of self-administration of a non-systemic 1.6

microgram dose of PH94B.

-3-

In all

Phase 1 and Phase 2 studies to date, PH94B’s safety profile

has been exceptional, without indication of abuse potential,

psychological side effects (such as dissociation, euphoria or

hallucinations), sedation or other side effects and safety concerns

that may be associated with ADs approved by the FDA for treatment

of SAD, as well as with benzodiazepines and beta blockers

prescribed off-label.

Based

on its novel mechanism of pharmacological action, rapid-onset of

therapeutic effects and exceptional safety and tolerability profile

in all clinical studies to date, we have initiated our PH94B

PALISADE Phase 3 development program with PALISADE-1, a U.S.,

multi-center, randomized, double-blind, placebo-controlled Phase 3

clinical study to evaluate the efficacy and safety of PH94B for the

acute treatment of anxiety in adults with SAD, as well as

preparations for the additional studies required to support our

potential U.S. New Drug Application (NDA) for that indication should our

PH94B PALISADE Phase 3 development program for SAD be successful.

With respect to SAD, our goal is to develop and commercialize

PH94B, on our own in the U.S. and with collaborators in markets

outside the U.S., as the first FDA-approved, fast-acting,

on-demand, acute treatment of anxiety for adults with SAD. We also

plan to develop and commercialize PH94B in a similar manner for the

acute treatment of anxiety in pediatric patients with

SAD.

Adjustment Disorder with Anxiety

Almost

everyone experiences significant life events, changes, or stressors

and while some individuals adjust to such changes within a few

months, others cannot and may struggle with adjustment

disorder. Adjustment disorder with anxiety (AjDA) is an emotional or behavioral

reaction considered excessive or disproportionate to a sudden

change, stressful event or major life change, such as loss of work,

divorce or health setback, occurring within three months of the

stressor, and/or significantly impairing a person’s social,

occupational and/or other important areas of functioning. The

stress-related disturbance does not represent normal bereavement or

meet the criteria for another mental disorder and is not merely an

exacerbation of a preexisting mental disorder.

The mental health stressors associated with the COVID-19 pandemic

have directly or indirectly affected hundreds of millions of

individuals around the world and have considerably increased the

prevalence of AjDA. We believe the mental health impact of the

COVID-19 pandemic will be long-term and varied across a wide range

of anxiety disorders. PH94B has potential as a novel, treatment of

anxiety for adults with AjDA, including stress and impaired

functioning as a result of recent-onset of stressors brought on by

the health, safety, economic and social circumstances, including,

but not limited to, circumstances related to and consequences of

the COVID-19 pandemic and civil unrest in 2020. With successful

Phase 2 development of PH94B for acute treatment of anxiety in

adults with SAD completed and Phase 3 development for that

indication now underway, we are preparing to initiate exploratory

Phase 2A clinical development of PH94B for treatment of anxiety in

adults with AjDA. Dr. Michael Liebowitz, Professor of Clinical

Psychiatry at Columbia University and director of the Medical

Research Network in New York City, will serve as Principal

Investigator of the exploratory Phase 2A study.

Postpartum Anxiety

Even

before the COVID-19 pandemic, there was compelling research

indicating that about approximately 17% of new mothers battle

anxiety. Recent research reflects that the prevalence of postpartum

anxiety (PPA) among new

mothers increased significantly during the COVID-19 pandemic.

Combined with commonly experienced hormone changes and sleep

deprivation, key additional factors contributing to increasing

mental health challenges among new mothers during the COVID-19

pandemic include job loss, lack of secure housing and access to

healthcare, physical isolation from friends and family, increased

childcare, educational and household duties, and fear and

uncertainty about the state of the world for themselves and their

newborn children.

-4-

With

its potential to produce rapid-onset therapeutic effects at

microgram-level doses, without requiring systemic uptake and

distribution to achieve those therapeutic effects, and without

causing sedation, we believe PH94B may be ideally suited for new

mothers suffering with PPA, especially new mothers who are

interested in breastfeeding and who would prefer a non-systemic,

non-sedating therapeutic alternative to current

therapies.

In

collaboration with clinical investigators at a leading university

medical center in the U.S., we are exploring opportunities to

assess PH94B’s potential as a novel rapid-onset treatment for

PPA in a small exploratory Phase 2A clinical study.

Post-Traumatic Stress Disorder

Post-traumatic stress disorder (PTSD) is a clinically diagnosed psychiatric disorder

that develops in some people who have experienced or witnessed a

shocking, scary, dangerous or life-threatening event, such as

military combat, natural disasters, terrorist incidents, serious

accidents, or physical or sexual assault in adulthood or

childhood. Symptoms of PTSD include flashbacks, nightmares,

severe anxiety, uncontrollable intrusive thoughts, and emotional

numbing after the event. More than 8 million people in the U.S.

suffer from PTSD. Anyone can develop PTSD at any age. According to

the National Center for PTSD, about seven or eight out of every 100

people will experience PTSD at some point in their lives. The

prevalence of PTSD is even higher in populations at risk for

exposure to trauma, such as military service members and first

responders. PTSD is often accompanied by depression or one or more

of the other anxiety disorders, and PTSD sufferers also have a

higher rate of suicide and often struggle with simultaneous

addiction, leading to an even greater social and economic burden of

the disorder.

It is natural to feel afraid during and after a

traumatic situation. Fear triggers many split-second changes in the

body to help defend against danger or to avoid it. This

“fight-or-flight” response is a typical reaction meant

to protect a person from harm. Because PTSD is associated with a

heightened “fight or flight” response mediated by

increased sympathetic nervous response to conditioned stimuli, an

agent which decreases sympathetic tone may be able to treat some

symptoms of PTSD. In Phase 2 studies, at microgram doses,

PH94B has been shown to have rapid-onset anti-anxiety effects in

patients with both generalized anxiety disorder

(GAD)

and SAD. PH94B may therefore have utility as an as-needed,

rapid-onset treatment of symptoms of PTSD. Available

therapeutic options for PTSD are limited, including only two

FDA-approved antidepressants, which have limited efficacy and

undesirable side effects.

In

collaboration with clinical investigators at leading university

medical centers in the U.S., we are exploring opportunities

Source: SEC EDGAR (public domain) · 10-K for the period ended 2021-03-31, filed 2021-06-29 · accession 0001654954-21-007380

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