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SDST US Equity

Stardust Power Inc.Materials · Primary Smelting & Refining of Nonferrous Metals · CIK 1831979 · FY ends Dec 31
$0.62
+0.03 (+5.91%)
USD · as of 2026-08-21 · marketstack

SDST · 10-K · period ended 2021-12-31

← all SDST documents
filed 2022-03-18 · EDGAR original ↗

Our rendering of the filing — original pagination and typography are not reproduced, and tables are reduced to their short label cells (the figures live on FA). Nothing is summarized: every line below is the filing's own text.

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Item 1A. Risk Factors 22

Item 1B. Unresolved Staff Comments 58

Item 2. Properties 58

Item 3. Legal Proceedings 58

Item 4. Mine Safety Disclosures 58

Item 6. Reserved 59

Item 7A. Quantitative and Qualitative Disclosures About Market Risk 65

Item 8. Financial Statements and Supplementary Data 65

Item 9A. Controls and Procedure 65

Item 9B. Other Information 66

Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspection 66

PART III 67

Item 10. Directors, Executive Officers and Corporate Governance 67

Item 11. Executive Compensation 73

Item 14. Principal Accountant Fees and Services 78

Item 15. Exhibit and Financial Statement Schedules 79

i

Unless otherwise stated in this annual report on Form 10-K, references

to:

➤ “board of directors” or “board” are to the board of directors of the Company;

➤ “combined team” are to our management and sponsor team, collectively;

➤ “directors” are to our current directors;

➤ “Exchange Act” are to the Securities Exchange Act of 1934, as amended;

➤ “FINRA” are to the Financial Industry Regulatory Authority;

➤ “Founder” are to Paul J. Zepf;

➤ “GPAC” is to Global Partner Acquisition Corp.;

➤ “JOBS Act” are to the Jumpstart Our Business Startups Act of 2012;

ii

➤ “Nasdaq” are to the Nasdaq Stock Market;

➤ “PCAOB” are to the Public Company Accounting Oversight Board (United States);

➤ “public shares” are to our Class A ordinary shares sold as part of our units;

➤ “Sarbanes-Oxley Act” are to the Sarbanes-Oxley Act of 2002;

➤ “SEC” are to the U.S. Securities and Exchange Commission;

➤ “Securities Act” are to the Securities Act of 1933, as amended;

iii

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS

Some of the statements contained in this annual report on Form 10-K

may constitute “forward-looking statements” for purposes of the federal securities laws. Our forward-looking statements include,

but are not limited to, statements regarding our or our management team’s expectations, hopes, beliefs, intentions or strategies

regarding the future. In addition, any statements that refer to projections, forecasts or other characterizations of future events or

circumstances, including any underlying assumptions, are forward-looking statements. The words “anticipate,” “believe,”

“continue,” “could,” “estimate,” “expect,” “intends,” “may,” “might,”

“plan,” “possible,” “potential,” “predict,” “project,” “should,”

“would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that

a statement is not forward-looking. Forward-looking statements in this report may include, for example, statements about:

➤ our ability to select an appropriate target business or businesses;

➤ our ability to complete our initial business combination;

➤ our pool of prospective target businesses;

➤ our public securities’ potential liquidity and trading;

➤ the trust account not being subject to claims of third parties; or

➤ our financial performance.

The forward-looking statements contained in this report are based on

our current expectations and beliefs concerning future developments and their potential effects on us. There can be no assurance that

future developments affecting us will be those that we have anticipated. These forward-looking statements involve a number of risks, uncertainties

(some of which are beyond our control) or other assumptions that may cause actual results or performance to be materially different from

those expressed or implied by these forward-looking statements. These risks and uncertainties include, but are not limited to, those factors

described under the heading “Risk Factors.” Should one or more of these risks or uncertainties materialize, or should any

of our assumptions prove incorrect, actual results may vary in material respects from those projected in these forward-looking statements.

We undertake no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or

otherwise, except as may be required under applicable securities laws.

iv

PART I

Item 1. Business

BUSINESS

Overview

We are a blank check company incorporated in November 2020 as a Cayman

Islands exempted company for the purpose of effecting an initial business combination.

We intend to focus our efforts on seeking and completing an initial

business combination with a company that has an enterprise value of between $1.0 billion and $3.0 billion, although a target entity with

a smaller or larger enterprise value may be considered. While we may pursue an acquisition opportunity in any business industry or sector,

we intend to capitalize on the ability of our combined team to identify, acquire and add value to a business following the initial business

combination. The industry sectors that we have targeted and intend to continue to target, many of which are undergoing technology-driven

transformation, include consumer, food, branded products, e-commerce and retail disruptors and consumerization of healthcare, as well

as certain service sectors and the technology underlying and driving changes across these sectors and related industries. We believe that

the characteristics and capabilities of our combined team make us an attractive partner to potential target businesses, enhance our ability

to complete a successful business combination and bring value to the business post-business combination. We believe these capabilities

were demonstrated in our combined team’s successful sourcing and completion of GPAC’s merger with Purple, as well as our significant

work with Purple since the closing of the merger.

The Company brings together three elements that we believe create a

competitive advantage which differentiates us from other acquisition vehicles in the market, and significantly improve our chances of

completing a successful business combination.

1. Proven executive team, led by our Chairman and CEO Paul J. Zepf;

3. Our less dilutive and more aligned APEX TM SPAC structure.

We believe the combined team possesses an ideal mix of core characteristics

for a special purpose acquisition corporation. This combined team includes what we view to be successful dealmakers or operators, with

experience across multiple deal types, including complicated special situations and as senior operators across a variety of businesses

and industries. This combined team has demonstrable experience and valuable contracts across a wide range of industries and business lines,

which we believe will allow us to source deals that other investors could not. The combined team also has what we believe is a longstanding

track record of value creation, both as investors and for investors, across the gamut of private equity or direct public and private company

investing. Our network and current affiliations across the team will allow us to lean heavily on an existing infrastructure of resources

that will assist in due diligence, underwriting and ultimately structuring an acquisition. We may also leverage our Advisory Group as

needed.

With respect to the foregoing examples, past performance by our management

team or sponsor team is not a guarantee either (i) of success with respect to any business combination we may consummate or (ii) that

we will be able to locate a suitable candidate for our initial business combination. Furthermore, in considering any past performance

information contained herein, you should bear in mind that actual returns depend on, among other factors, future operating results, the

value of the investments and market conditions at the time of disposition, any related transaction costs and the timing and manner of

sale, all of which may differ from the assumptions on which the overall performance of any prior investments are based.

Our Management Team

We have assembled a number of seasoned corporate executives and professional

advisors to serve as our executive officers and directors, alongside Mr. Zepf. Because we are likely to be actively involved in the strategy

and operations of our target companies (although there can be no assurances that we will be), our directors have been chosen for their

extensive sector and executive experience in managing successful companies. In addition to providing us with strategic insights, which

include in-depth knowledge of industry dynamics, competition and operational capabilities, our independent directors will provide access

to their broad networks of operating executives and other resources. For more information about our executive officers and directors,

please see Part III, Item 10 of this report, “Directors, Executive Officers and Corporate Governance.”

1

Our Advisory Group

In addition to our management team and board of directors, we have

assembled an experienced team of strategic partners and individuals (our “Advisory Group”) to assist in the sourcing, evaluation,

due diligence, deal execution, and post-closing strategic involvement with potential business combination partners. Members of the Advisory

Group have also invested in our sponsor. We believe the operational expertise of the Advisory Group is a differentiating element of our

approach, which gives us the opportunity to pursue potential business combination targets in several industry sectors where we have expertise,

and increases our likelihood of finding and completing a suitable business combination. The Advisory Group consists of individuals with

specific experience in a broad range of industry sectors, including technology, retail, consumer goods, industrials and the food &

hospitality sectors because we believe that examining acquisition opportunities across all of these sectors increases the likelihood of

finding an acquisition target that will lead to shareholder value creation. In addition, members of the Advisory Group include professionals

who have been successful chief executive officers, senior executives and board members of public and private companies, and we believe

they will enhance our value proposition to potential business combination partners given their collective expertise, operational and strategic

capabilities and track record in their respective sectors. Members of the Advisory Group also may be managers of pools of capital, and

may be helpful in providing or obtaining financing, if such financing is necessary, in connection with our initial business combination,

although there can be no assurance that they will do so. The Advisory Group has experience in:

➤ Acquiring and integrating companies;

The members of the Advisory Group include the following individuals:

2

Strategic Partner

XRC Labs was formed by our director, Pano Anthos, in 2015 in order

to disrupt the consumer goods and retail industries by investing in 20+ early stage startups per year. XRC’s mission is to foster

companies and products that innovate the face of consumer goods, ecommerce, retail and related sectors in a rapidly changing marketplace.

To support these innovation and startups, XRC has built an ecosystem of nine major corporate and over 200 affiliate partners, ten fund

advisors, 300 industry mentors, and 3 national industry trade organizations.

XRC’s corporate partners represent a leading mix of brands, retailers

and third party providers. CVS Health, MasterCard, Intel, TJX, Accenture, Lowes, Estee Lauder and GS1 US have financially supported XRC

to provide them with access to future innovation, connections through the network, new business models and thought leadership. Regularly,

these partners pilot our new programs or companies and provide access to leading brands and retailers.

XRC’s industry mentors include former CEO’s and executives

of major brands across the ecommerce, tech, payments and retail sectors. This deep bench of successful entrepreneurs and industry specialists

provides us with access to all of the resources that make disruptive companies successful, including branding, growth development, product

development, etc.

We believe that the value-added resources from XRC’s network,

including the corporate sponsors, will provide us with a unique and differentiated ability to source opportunities, will enhance our attractiveness

to potential merger targets, and will provide us with a greater ability to add value to the target company post-merger. XRC and its partners’

technology and “convergence” experience should be applicable across multiple industry sectors, including but not limited to

technology, consumer, retail, food, healthcare and many types of services and production businesses.

Business Strategy

Our strategy is to build on three key pillars: an experienced management

team led by Mr. Zepf; our value-added partners in our sponsor, XRC and our advisory group members; and a next generation, more efficient

and aligned APEX TM SPAC structure.

Our sponsor team’s expertise in consumer, branded products, technology,

food, e-commerce and retail, and healthcare and multiple service industries, many of which are undergoing technology-driven transformation,

positions us well to source, execute and add value to companies in these sectors. Across these sectors, we intend to leverage our experience

with digital “convergence” and disruption, supply chain management and product development, as well as our demonstrated ability

to work with companies to drive profitable growth.

We believe the combined team possesses the core characteristics of

an ideal team for a special purpose acquisition corporation. This combined team is a mix of what we view to be successful dealmakers or

operators, with experience across multiple deal types, including complicated special situations and as senior operators across a variety

of businesses and industries. This combined team has built a meaningful proprietary deal-sourcing network that should allow us to source

deals that other investors could not. Through these endeavors, this combined team has what we believe is a long standing track record

of value creation, both as investors and for investors, across the gamut of public and private company investing. Our network and current

affiliations across the team will allow us to lean heavily on an existing infrastructure of resources that will assist in due diligence,

underwriting and ultimately structuring an acquisition. We also intend to leverage our network of third party advisors as needed.

3

Source: Our sourcing and acquisition selection process will

leverage our sponsor group’s deep, broad and trusted network of industry, private equity sponsor, investment banking and lending

community relationships, as well as their relationships with family-led and founder-led private companies. Our supportive value-added

approach, and ability to work with strategic partners within our network, such as XRC’s corporate sponsors, should make us an attractive

merger partner to many potential merger targets. Furthermore, our team’s success with GPAC will likely further differentiate us

from the other vehicles in the market, the majority of which are raised by sponsors who have no prior experience with SPAC transactions.

We also believe this should provide us with a breadth of business combination opportunities, typically outside of a broad investment banking

auction process. Finally, we believe that our less dilutive and more aligned APEX TM SPAC structure will make us an attractive merger

partner, thereby enhancing our sourcing capabilities.

Execute: We have extensive deal execution experience and capabilities.

In addition to leading the completion of GPAC’s merger with Purple, our CEO, Mr. Zepf, has more than 30 years of experience executing

negotiated private and public company investments, mergers and acquisitions, as well as initial public offerings, including while at Morgan

Stanley, Lazard, Golub Capital and TowerBrook. Mr. Zepf’s execution experience is complemented by directors Mr. Anthos and Mr. DiCamillo,

among others. Mr. Anthos has extensive experience investing in consumer goods and retail companies via his leadership at XRC Labs and

Funds, as well as his role at Eaglepoint as the head of digital transformation. Mr. DiCamillo has been the managing partner of Eaglepoint

Advisors, LLC, a privately held advisor to boards and chief executive officers in matters of strategy, organization and the management

of business transition issues. Collectively, our leadership team will draw upon several decades of execution experience across a broad

range of industries and markets.

Operate and Grow: The experience and capabilities of our combined

team should allow us to drive growth in shareholder value following the business combination. The prior experience of the members of our

combined team includes working with companies and increasing value for all stakeholders at the senior management level, as consultants,

as board members and as constructive minority stake shareholders. Additionally, we intend to seek ways to work with XRC’s corporate

partners to drive growth in the target company post-business combination.

With respect to the foregoing examples, past performance by our management

team or sponsor team is not a guarantee either (i) of success with respect to any business combination we may consummate or (ii) that

we will be able to locate a suitable candidate for our initial business combination. Furthermore, in considering any past performance

information contained herein, you should bear in mind that actual returns depend on, among other factors, future operating results, the

value of the investments and market conditions at the time of disposition, any related transaction costs and the timing and manner of

sale, all of which may differ from the assumptions on which the overall performance of any prior investments are based.

Acquisition Criteria

We target business combination opportunities that align with our strategic

insights, focus, capabilities and network. Consistent with our business strategy, we have identified the following general criteria and

guidelines that we believe are important in evaluating prospective target businesses. While we will use these criteria and guidelines

in evaluating acquisition opportunities, we may decide to enter into our initial business combination with a target business that does

not meet these criteria and guidelines.

We seek to acquire companies exhibiting one or more of the characteristics

below:

4

These criteria are not intended to be exhaustive. We may or may not

consummate our business combination with a company that exhibits all or any of the qualities above. Any evaluation relating to the merits

of a particular initial business combination may be based, to the extent relevant, on these general guidelines as well as other considerations,

factors and criteria that our sponsors and management team may deem relevant. In the event that we decide to enter into a business combination

with a target business that does not meet the above criteria and guidelines, we will disclose that the target business does not meet the

above criteria in our shareholder communications related to our initial business combination, which, as discussed in this report, would

be in the form of proxy solicitation or tender offer materials, as applicable, that we would file with the SEC. Although we are focused

on identifying business combination candidates in sectors including the consumer, food, branded products, e-commerce and retail disruptors

and consumerization of healthcare, as well as certain service sectors and the technology underlying and driving changes across these sectors

and related industries described above, we will consider a business combination candidate outside of these industries if we determine

that such candidate offers an attractive opportunity for our Company.

We are not prohibited from pursuing an initial business combination

with a company that is affiliated with members of our management team or their affiliates. In the event we seek to complete our initial

business combination with a company that is affiliated with our management team or their affiliates, we, or a committee of independent

directors, will obtain an opinion from an independent accounting firm or an independent investment banking firm which is a member of FINRA

that our initial business combination is fair to our Company from a financial point of view.

5

Initial Business Combination

So long as our securities are then listed on Nasdaq, our initial business

combination must occur with one or more target businesses that together have an aggregate fair market value of at least 80% of the assets

held in the trust account (excluding the deferred underwriting commissions and taxes payable on the interest earned on the trust account)

at the time of signing a definitive agreement in connection with our initial business combination. We refer to this as the 80% of fair

market value test. If our securities are no longer listed on Nasdaq, we will not be obligated to satisfy the 80% of fair market value

test. Our board of directors will make the determination as to the fair market value of our initial business combination. The fair market

value of the target or targets will be determined by our board of directors, based upon one or more standards generally accepted by the

financial community (such as actual and potential sales, earnings, cash flow and/or book value.) Even though our board of directors will

rely on generally accepted standards, our board of directors will have discretion to select the standards employed. In addition, the application

of the standards generally involves a substantial degree of judgment. Accordingly, investors will be relying on the business judgment

of the board of directors in evaluating the fair market value of the target or targets. The proxy solicitation materials or tender offer

documents we use in connection with any proposed initial business combination will provide public shareholders with our analysis of our

satisfaction of the 80% of fair market value test, as well as the basis for our determinations. If our board is not able to determine

the fair market value of the target business independently, we will obtain an opinion from an independent investment banking firm or an

independent valuation or appraisal firm with respect to the satisfaction of such criteria. While we consider it unlikely that our board

will be unable to make an independent determination of the fair market value of a target business, it may be unable to do so if: (1) our

board is less familiar or inexperienced with the target company’s business, (2) there is a significant amount of uncertainty

as to the value of the company’s assets or prospects, including if such company is at an early stage of development, operations

or growth, or (3) if the anticipated transaction involves a complex financial analysis or other specialized skills, and our board determines

that outside expertise would be helpful or necessary in conducting such analysis. Since any opinion, if obtained, would merely state that

the fair market value of the target business meets the 80% of fair market value test, unless such opinion includes material information

regarding the valuation of a target business or the consideration to be provided, it is not anticipated that copies of such opinion would

be distributed to our shareholders. However, if required under applicable law, any proxy statement that we deliver to shareholders and

file with the SEC in connection with a proposed transaction will include such opinion.

We anticipate structuring our initial business combination so that

the post-business combination company in which our public shareholders own shares will own or acquire 100% of the equity interests or

assets of the target business. We may, however, structure our initial business combination such that the post-business combination company

owns or acquires less than 100% of such interests or assets of the target business in order to meet certain objectives of the target management

team or shareholders or for other reasons, but we will only complete such business combination if the post-business combination company

owns or acquires 50% or more of the outstanding voting securities of the target or otherwise acquires a controlling interest in the target

sufficient for it not to be required to register as an investment company under the Investment Company Act of 1940, as amended (the “Investment

Company Act”). Even if the post-business combination company owns or acquires 50% or more of the voting securities of the target,

our shareholders prior to the business combination may collectively own a minority interest in the post-business combination company,

depending on valuations ascribed to the target and us in the business combination. For example, we could pursue a transaction in which

we issue a substantial number of new shares in exchange for all of the outstanding capital stock, shares or other equity interests of

a target. In this case, we would acquire a 100% controlling interest in the target. However, as a result of the issuance of a substantial

number of new shares, our shareholders immediately prior to our initial business combination could own less than a majority of our outstanding

shares subsequent to our initial business combination. If less than 100% of the equity interests or assets of a target business or businesses

are owned or acquired by the post-business combination company, the portion of such business or businesses that is owned or acquired is

what will be valued for purposes of the 80% of fair market value test. If the business combination involves more than one target business,

the 80% of fair market value test will be based on the aggregate value of all of the target businesses. In addition, we have agreed not

to enter into a definitive agreement regarding an initial business combination without the prior consent of our sponsor. If our securities

are not then listed on Nasdaq for whatever reason, we would no longer be required to meet the foregoing 80% of fair market value test.

To the extent we effect our initial business combination with a company

or business that may be financially unstable or in its early stages of development or growth, we may be affected by numerous risks inherent

in such company or business. Although our management team will endeavor to evaluate the risks inherent in a particular target business,

we cannot assure you that we will properly ascertain or assess all significant risk factors.

The time required to select and evaluate a target business and to structure

and complete our initial business combination, and the costs associated with this process, are not currently ascertainable with any degree

of certainty. Any costs incurred with respect to the identification and evaluation of a prospective target business with which our initial

business combination is not ultimately completed will result in our incurring losses and will reduce the funds we can use to complete

another business combination

6

Acquisition Process

In evaluating a potential target business, we expect to conduct a due

diligence review to seek to determine a company’s quality and its intrinsic value. That due diligence review may include, among

other things, financial statement analysis, detailed document reviews, multiple meetings with management (which may be virtual or in person),

consultations with relevant industry experts, competitors, customers and suppliers, as well as a review of additional information that

we will seek to obtain as part of our analysis of a target company.

We are not prohibited from pursuing an initial business combination

with a company that is affiliated with our sponsor, officers or directors. In the event we seek to complete our initial business combination

with a company that is affiliated with our sponsor, officers or directors, we, or a committee of independent directors, will obtain an

opinion from an independent investment banking firm or an independent accounting firm that our initial business combination is fair to

our Company from a financial point of view.

Members of our management team, including our officers and directors,

directly or indirectly own our securities and, accordingly, may have a conflict of interest in determining whether a particular target

company is an appropriate business with which to effectuate our initial business combination. Each of our officers and directors, as well

as management team, may have a conflict of interest with respect to evaluating a particular business combination if the retention or resignation

of any such officers, directors and management team members was included by a target business as a condition to any agreement with respect

to such business combination.

Each of our directors and officers presently has, and any of them in

the future may have additional, fiduciary or contractual obligations to other entities pursuant to which such officer or director is or

will be required to present a business combination opportunity. Accordingly, if any of our officers or directors becomes aware of a business

combination opportunity that is suitable for an entity to which he or she has then-current fiduciary or contractual obligations, he or

she will honor his or her fiduciary or contractual obligations to present such opportunity to such entity. We do not believe, however,

that the fiduciary duties or contractual obligations of our officers or directors will materially affect our ability to complete our initial

business combination.

Our amended and restated memorandum and articles of association provides

that we renounce our interest in any corporate opportunity offered to any director or officer unless such opportunity is expressly offered

to such person solely in his or her capacity as a director or officer of our Company, and such opportunity is one we are legally and contractually

permitted to undertake and would otherwise be reasonable for us to pursue, and to the extent the director or officer is permitted to refer

that opportunity to us without violating another legal obligation.

Our Founder, sponsor, officers and directors may sponsor, form or participate

in other blank check companies similar to ours during the period in which we are seeking an initial business combination. Any such companies

may present additional conflicts of interest in pursuing an acquisition target, particularly in the event there is overlap among investment

mandates. However, we do not currently expect that any such other blank check company would materially affect our ability to complete

our initial business combination. In addition, our Founder, sponsor, officers and directors are not required to commit any specified amount

of time to our affairs and, accordingly, will have conflicts of interest in allocating management time among various business activities,

including identifying potential business combinations and monitoring the related due diligence.

Our distributable redeemable warrants provide our public shareholders

with an incentive not to redeem their Class A ordinary shares in connection with our initial business combination. Public shareholders

who choose to redeem their shares will lose the right to receive distributable redeemable warrants. Public shareholders who choose not

to redeem their shares will receive one-sixth of a distributable redeemable warrant per public share they hold (up to a total of 5,000,000

distributable redeemable warrants assuming that no public shareholders redeem their Class A ordinary shares). We believe this structure

may lead to a lower level of redemptions.

Status as a Public Company

We believe our structure make us an attractive business combination

partner to target businesses. As an existing public company, we offer a target business an alternative to the traditional initial public

offering through a merger or other business combination with us. In a business combination transaction with us, the owners of the target

business may, for example, exchange their shares of stock, shares or other equity interests in the target business for our Class A ordinary

shares (or shares of a new holding company) or for a combination of our Class A ordinary shares and cash, allowing us to tailor the consideration

to the specific needs of the sellers. We believe target businesses will find this method a more expeditious and cost effective method

to becoming a public company than the typical initial public offering. The typical initial public offering process often takes a significantly

longer period of time than the typical business combination transaction process, and there are significant expenses in the initial public

offering process, including underwriting discounts and commissions, that may not be present to the same extent in connection with a business

combination with us.

7

Furthermore, once a proposed business combination is completed, the

target business will have effectively become public, whereas an initial public offering is always subject to the underwriters’ ability

to complete the offering, as well as general market conditions, which could delay or prevent the offering from occurring or have negative

valuation consequences. Once public, we believe the target business would then have greater access to capital, an additional means of

providing management incentives consistent with shareholders’ interests and the ability to use its shares as currency for acquisitions.

Being a public company can offer further benefits by augmenting a company’s profile among potential new customers and vendors and

aid in attracting talented employees.

While we believe that our structure and our management team’s

backgrounds make us an attractive business partner, some potential target businesses may view our status as a blank check company, such

as our lack of an operating history and our ability to seek shareholder approval of any proposed initial business combination, negatively.

We are an “emerging growth company,” as defined in Section

2(a) of the Securities Act, as modified by the JOBS Act. As such, we are eligible to take advantage of certain exemptions from various

reporting requirements that are applicable to other public companies that are not “emerging growth companies” including, but

not limited to, not being required to comply with the auditor attestation requirements of Section 404 of the Sarbanes-Oxley Act, reduced

disclosure obligations regarding executive compensation in our periodic reports and proxy statements, and exemptions from the requirements

of holding a non-binding advisory vote on executive compensation and shareholder approval of any golden parachute payments not previously

approved, If some investors find our securities less attractive as a result, there may be a less active trading market for our securities

and the prices of our securities may be more volatile.

In addition, Section 107 of the JOBS Act also provides that an “emerging

growth company” can take advantage of the extended transition period provided in Section 7(a)(2)(B) of the Securities Act for complying

with new or revised accounting standards. In other words, an “emerging growth company” can delay the adoption of certain accounting

standards until those standards would otherwise apply to private companies. We intend to take advantage of the benefits of this extended

transition period.

We will remain an emerging growth company until the earlier of (1)

the last day of the fiscal year (a) following January 14, 2026 (b) in which we have total annual gross revenue of at least $1.07

billion, or (c) in which we are deemed to be a large accelerated filer, which means the market value of our Class A ordinary shares that

are held by non-affiliates equals or exceeds $700 million as of the prior June 30th, and (2) the date on which we have issued

more than $1.0 billion in non-convertible debt securities during the prior three-year period.

Financial Position

With funds available for a business combination initially in the amount

of approximately $289,500,000 after payment of $10,500,000 of deferred underwriting commissions, we offer a target business a variety

of options such as creating a liquidity event for its owners, providing capital for the potential growth and expansion of its operations

or strengthening its balance sheet by reducing its debt ratio. Because we are able to complete our initial business combination using

our cash, debt or equity securities, or a combination of the foregoing, we have the flexibility to use the most efficient combination

that will allow us to tailor the consideration to be paid to the target business to fit its needs and desires. However, we have not taken

any steps to secure third-party financing and there can be no assurance it will be available to us.

Effecting Our Initial Business Combination

General

We are not presently engaged in, and we will not engage in, any operations

for an indefinite period of time. We intend to effectuate our initial business combination using cash from the proceeds of our IPO and

the sale of the private placement warrants, our equity, debt or a combination of these as the consideration to be paid in our initial

business combination. We may seek to complete our initial business combination with a company or business that may be financially unstable

or in its early stages of development or growth, which would subject us to the numerous risks inherent in such companies and businesses.

8

If our initial business combination is paid for using equity or debt,

or not all of the funds released from the trust account are used for payment of the consideration in connection with our initial business

combination or used for redemptions of our Class A ordinary shares, we may apply the balance of the cash released to us from the trust

account for general corporate purposes, including for maintenance or expansion of operations of the post-business combination company,

the payment of principal or interest due on indebtedness incurred in completing our initial business combination, to fund the purchase

of other companies or for working capital.

There is no current basis for investors in us to evaluate the possible

merits or risks of the target business with which we may ultimately complete our initial business combination. Although our management

will assess the risks inherent in a particular target business with which we may combine, we cannot assure you that this assessment will

result in our identifying all risks that a target business may encounter.

Furthermore, some of those risks may be outside of our control, meaning

that we can do nothing to control or reduce the chances that those risks will adversely affect a target business.

Sources of Target Businesses

Target business candidates are brought to our attention from various

unaffiliated sources, including investment market participants, private equity groups, investment banking firms, consultants, accounting

firms and large business enterprises. Target businesses may be brought to our attention by such unaffiliated sources as a result of being

solicited by us through calls or mailings. These sources may also introduce us to target businesses in which they think we may be interested

on an unsolicited basis, since some of these sources will have read this report and know what types of businesses we are targeting. Our

officers and directors, as well as their affiliates, may also bring to our attention target business candidates that they become aware

of through their business contacts as a result of formal or informal inquiries or discussions they may have, as well as attending trade

shows or conventions. In addition, we expect to receive a number of proprietary deal flow opportunities that would not otherwise necessarily

be available to us as a result of the business relationships of our officers and directors. Although we do not presently anticipate engaging

the services of professional firms or other individuals that specialize in business acquisitions on any formal basis, we may engage these

firms or other individuals in the future, in which event we may pay a finder’s fee, consulting fee or other compensation to be determined

in an arm’s length negotiation based on the terms of the transaction. We will engage a finder only to the extent our management

determines that the use of a finder may bring opportunities to us that may not otherwise be available to us or if finders approach us

on an unsolicited basis with a potential transaction that our management determines is in our best interest to pursue. Payment of finder’s

fees is customarily tied to completion of a transaction, in which case any such fee will be paid out of the funds held in the trust account.

In no event, however, will our sponsor or any of our existing officers, or their respective affiliates, be paid by us any finder’s

fee, consulting fee or other compensation prior to, or for any services they render in order to effectuate, the completion of our initial

business combination (regardless of the type of transaction that it is). However, we may pay any of our existing directors who are not

also officers, or any entity with which they are affiliated, a finder’s fee, consulting fee or other compensation in connection

with identifying, investigating and completing our initial business combination, to the extent such payment is in compliance with all

laws and is consistent with independent director requirements. Such payment may be paid from the proceeds held in the trust account upon

consummation of an initial business combination. Some of our officers and directors may enter into employment or consulting agreements

with the post-business combination company following our initial business combination. The presence or absence of any such fees or arrangements

will not be used as a criterion in our selection process of an acquisition candidate.

We are not prohibited from pursuing an initial business combination

with a company that is affiliated with our sponsor, Founder, officers or directors. In the event we seek to complete our initial business

combination with a company that is affiliated with our sponsor or any of our Founder, officers or directors, we, or a committee of independent

directors, will obtain an opinion from an independent investment banking firm or another independent entity that commonly renders valuation

opinions that such initial business combination is fair to our Company from a financial point of view. We are not required to obtain such

an opinion in any other context.

Each of our officers and directors presently has, and any of them in

the future may have, additional, fiduciary or contractual obligations to other entities, including entities that are affiliates of our

sponsor, pursuant to which such officer or director is or will be required to present a business combination opportunity to such entity.

Accordingly, if any of our officers or directors becomes aware of a business combination opportunity which is suitable for an entity to

which he or she has then-current fiduciary or contractual obligations, he or she will honor his or her fiduciary or contractual obligations

to present such business combination opportunity to such entity, subject to their fiduciary duties under Cayman Islands law.

9

Evaluation of a Target Business and Structuring of Our Initial

Business Combination

In evaluating a prospective target business, we expect to conduct a

due diligence review which may encompass, as applicable and among other things, meetings with incumbent management and employees, document

reviews, interviews of customers and suppliers, inspection of facilities (subject to any applicable COVID restrictions) and a review of

financial and other information about the target and its industry. We will also utilize our management team’s operational and capital

planning experience. If we determine to move forward with a particular target, we will proceed to structure and negotiate the terms of

the business combination transaction.

The time required to select and evaluate a target business and to structure

and complete our initial business combination, and the costs associated with this process, are not currently ascertainable with any degree

of certainty. Any costs incurred with respect to the identification and evaluation of, and negotiation with, a prospective target business

with which our initial business combination is not ultimately completed will result in our incurring losses and will reduce the funds

we can use to complete another business combination. We will not pay any consulting fees to members of our management team, or their respective

affiliates, for services rendered to or in connection with our initial business combination. In addition, we have agreed not to enter

into a definitive agreement regarding an initial business combination without the prior consent of our sponsor.

Lack of Business Diversification

For an indefinite period of time after the completion of our initial

business combination, the prospects for our success may depend entirely on the future performance of a single business. Unlike other entities

that have the resources to complete business combinations with multiple entities in one or several industries, it is probable that we

will not have the resources to diversify our operations and mitigate the risks of being in a single line of business. By completing our

initial business combination with only a single entity, our lack of diversification may:

Limited Ability to Evaluate the Target’s Management Team

Although we closely scrutinize the management of a prospective target

business when evaluating the desirability of effecting our initial business combination with that business, our assessment of the target

business’s management may not prove to be correct. In addition, the future management may not have the necessary skills, qualifications

or abilities to manage a public company. Furthermore, the future role of members of our management team, if any, in the target business

cannot presently be stated with any certainty. The determination as to whether any of the members of our management team will remain with

the combined company will be made at the time of our initial business combination. While it is possible that one or more of our directors

will remain associated in some capacity with us following our initial business combination, it is unlikely that any of them will devote

their full efforts to our affairs subsequent to our initial business combination. Moreover, we cannot assure you that members of our management

team will have significant experience or knowledge relating to the operations of the particular target business.

We cannot assure you that any of our key personnel will remain in senior

management or advisory positions with the combined company. The determination as to whether any of our key personnel will remain with

the combined company will be made at the time of our initial business combination.

Following a business combination, we may seek to recruit additional

managers to supplement the incumbent management of the target business. We cannot assure you that we will have the ability to recruit

additional managers, or that additional managers will have the requisite skills, knowledge or experience necessary to enhance the incumbent

management.

10

Shareholders May Not Have the Ability to Approve Our Initial

Business Combination

We may conduct redemptions without a shareholder vote pursuant to the

tender offer rules of the SEC subject to the provisions of our amended and restated memorandum and articles of association. However, we

will seek shareholder approval if it is required by applicable law or stock exchange listing requirement, or we may decide to seek shareholder

approval for business or other reasons.

Under Nasdaq’s listing rules, shareholder approval would typically

be required for our initial business combination if, for example:

The decision as to whether we will seek shareholder approval of a proposed

business combination in those instances in which shareholder approval is not required by law will be made by us, solely in our discretion,

and will be based on business and reasons, which include a variety of factors, including, but not limited to:

➤ the expected cost of holding a shareholder vote;

➤ other time and budget constraints of the Company; and

Permitted Purchases and Other Transactions with Respect to Our

Securities

If we seek shareholder approval of our initial business combination

and we do not conduct redemptions in connection with our initial business combination pursuant to the tender offer rules, our sponsor,

directors, executive officers, advisors or their affiliates may purchase public shares or warrants in privately negotiated transactions

or in the open market either prior to or following the completion of our initial business combination.

Additionally, at any time at or prior to our initial business combination,

subject to applicable securities laws (including with respect to material non-public information), our sponsor, directors, executive officers,

advisors or their affiliates may enter into transactions with investors and others to provide them with incentives to acquire public shares,

vote their public shares in favor of our initial business combination or not redeem their public shares. However, they have no current

commitments, plans or intentions to engage in such transactions and have not formulated any terms or conditions for any such transactions.

None of the funds in the trust account will be used to purchase public shares or warrants in such transactions. If they engage in such

transactions, they will be restricted from making any such purchases when they are in possession of any material non-public information

not disclosed to the seller or if such purchases are prohibited by Regulation M under the Exchange Act.

In the event that our sponsor, directors, officers, advisors or their

affiliates purchase shares in privately negotiated transactions from public shareholders who have already elected to exercise their redemption

rights or submitted a proxy to vote against our initial business combination, such selling shareholders would be required to revoke their

prior elections to redeem their shares and any proxy to vote against our initial business combination. We do not currently anticipate

that such purchases, if any, would constitute a tender offer subject to the tender offer rules under the Exchange Act or a going-private

transaction subject to the going-private rules under the Exchange Act; however, if the purchasers determine at the time of any such purchases

that the purchases are subject to such rules, the purchasers will be required to comply with such rules.

11

The purpose of any such transaction could be to (i) vote in favor of

the business combination and thereby increase the likelihood of obtaining shareholder approval of the business combination, (ii) reduce

the number of public warrants outstanding or vote such warrants on any matters submitted to the warrant holders for approval in connection

with our initial business combination or (iii) satisfy a closing condition in an agreement with a target that requires us to have a minimum

net worth or a certain amount of cash at the closing of our initial business combination, where it appears that such requirement would

otherwise not be met. Any such purchases of our securities may result in the completion of our initial business combination that may not

otherwise have been possible.

In addition, if such purchases are made, the public “float”

of our Class A ordinary shares or public warrants may be reduced and the number of beneficial holders of our securities may be reduced,

which may make it difficult to maintain or obtain the quotation, listing or trading of our securities on a national securities exchange.

Our sponsor, officers, directors and/or their affiliates anticipate

that they may identify the shareholders with whom our sponsor, officers, directors or their affiliates may pursue privately negotiated

transactions by either the shareholders contacting us directly or by our receipt of redemption requests submitted by shareholders (in

the case of Class A ordinary shares) following our mailing of tender offer or proxy materials in connection with our initial business

combination. To the extent that our sponsor, officers, directors, advisors or their affiliates enter into a private transaction, they

would identify and contact only potential selling or redeeming shareholders who have expressed their election to redeem their shares for

a pro rata share of the trust account or vote against our initial business combination, whether or not such shareholder has already submitted

a proxy with respect to our initial business combination but only if such shares have not already been voted at the general meeting related

to our initial business combination. Our sponsor, executive officers, directors, advisors or their affiliates will select which shareholders

to purchase shares from based on the negotiated price and number of shares and any other factors that they may deem relevant, and will

be restricted from purchasing shares if such purchases do not comply with Regulation M under the Exchange Act and the other federal securities

laws.

Our sponsor, officers, directors and/or their affiliates will be restricted

from making purchases of shares if the purchases would violate Section 9(a)(2) or Rule 10b-5 of the Exchange Act. We expect any such purchases

would be reported by such person pursuant to Section 13 and Section 16 of the Exchange Act to the extent such purchasers are subject to

such reporting requirements.

Redemption Rights for Public Shareholders upon Completion of

Our Initial Business Combination

We will provide our public shareholders with the opportunity to redeem

all or a portion of their Class A ordinary shares upon the completion of our initial business combination at a per-share price, payable

in cash, equal to the aggregate amount then on deposit in the trust account calculated as of two business days prior to the consummation

of our initial business combination, including interest earned on the funds held in the trust account and not previously released to us

to pay our income taxes, if any, divided by the number of then-outstanding public shares, subject to the limitations described herein.

As of December 31, 2021, the amount in the trust account was approximately $300,075,000, or approximately $10.00 per outstanding Class

A ordinary share. The per-share amount we will distribute to investors who properly redeem their shares will not be reduced by the deferred

underwriting commissions we will pay to the underwriters. The redemption rights will include the requirement that a beneficial holder

must identify itself in order to validly redeem its shares. There will be no redemption rights upon the completion of our initial business

combination with respect to our warrants. Further, we will not proceed with redeeming our public shares, even if a public shareholder

has properly elected to redeem its shares, if a business combination does not close. Our sponsor and each member of our management team

have entered into an agreement with us, pursuant to which they have agreed to waive their redemption rights with respect to any founder

shares and public shares held by them in connection with (i) the completion of our initial business combination, and (ii) a shareholder

vote to approve an amendment to our amended and restated memorandum and articles of association (A) that would modify the substance or

timing of our obligation to provide holders of our Class A ordinary shares the right to have their shares redeemed in connection with

our initial business combination or to redeem 100% of our public shares if we do not complete our initial business combination within

24 months from the closing of our IPO or during any longer period approved by our shareholders as an amendment to our amended and restated

memorandum and articles of association (an “Extension Period”) or (B) with respect to any other provision relating to the

rights of holders of our Class A ordinary shares.

12

Distribution of Distributable Redeemable Warrants to Holders

of Class A Ordinary Shares Not Electing Redemption

At the distribution time, we will effect a distribution of a number

of warrants up to the Aggregate Warrant Amount, as follows: (i) to the extent that no public shareholders redeem their public shares in

connection with our initial business combination, each public shareholder will receive one-sixth of one distributable redeemable warrant

per public share held and (ii) to the extent that any public shareholders redeem any of their public shares in connection with our initial

business combination, then (A) one-sixth of one distributable redeemable warrant will be distributed to the holder of each non-redeemed

(or “remaining”) public share and (B) no distributable redeemable warrants will be distributed in respect of any public shares

that were redeemed.

Public shareholders who exercise their redemption rights are not entitled

to receive any distribution of distributable redeemable warrants in respect of such redeemed public shares. If any such redemptions occur,

the distributable redeemable warrants attached to the redeemed public shares will not be redistributed. The contingent right to receive

distributable redeemable warrants will remain attached to our Class A ordinary shares, will not be separately transferrable, assignable

or salable and will not be evidenced by any certificate or instrument.

Our distributable redeemable warrants are otherwise identical to our

detachable redeemable warrants, including with respect to exercise price, exercisability and exercise period. No fractional distributable

redeemable warrants will be issued, no cash will be paid in lieu of fractional distributable redeemable warrants and only whole warrants

will trade. The distributable redeemable warrants will be fungible with our detachable redeemable warrants and will become tradable upon

their distribution under the same stock symbol as the detachable redeemable warrants.

Limitations on Redemptions

Our amended and restated memorandum and articles of association provide

that in no event will we redeem our public shares in an amount that would cause our net tangible assets to be less than $5,000,001 either

prior to or upon consummation of an initial business combination (so that we do not then become subject to the SEC’s “penny

stock” rules). However, the proposed business combination may require: (i) cash consideration to be paid to the target or its owners,

(ii) cash to be transferred to the target for working capital or other general corporate purposes or (iii) the retention of cash to satisfy

other conditions in accordance with the terms of the proposed business combination. In the event the aggregate cash consideration we would

be required to pay for all Class A ordinary shares that are validly submitted for redemption plus any amount required to satisfy cash

conditions pursuant to the terms of the proposed business combination exceed the aggregate amount of cash available to us, we will not

complete the business combination or redeem any shares, and all Class A ordinary shares submitted for redemption will be returned to the

holders thereof.

Manner of Conducting Redemptions

We will provide our public shareholders with the opportunity to redeem

all or a portion of their Class A ordinary shares upon the completion of our initial business combination either (i) in connection with

a general meeting called to approve the business combination or (ii) by means of a tender offer. The decision as to whether we will seek

shareholder approval of a proposed business combination or conduct a tender offer will be made by us, solely in our discretion, and will

be based on a variety of factors such as the timing of the transaction and whether the terms of the transaction would require us to seek

shareholder approval under applicable law or stock exchange listing requirement or whether we were deemed to be a foreign private issuer

(which would require a tender offer rather than seeking shareholder approval under SEC rules). Asset acquisitions and share purchases

would not typically require shareholder approval while direct mergers with our Company where we do not survive and any transactions where

we issue more than 20% of our issued and outstanding ordinary shares or seek to amend our amended and restated memorandum and articles

of association would typically require shareholder approval. We currently intend to conduct redemptions in connection with a shareholder

vote unless shareholder approval is not required by applicable law or stock exchange listing requirement or we choose to conduct redemptions

pursuant to the tender offer rules of the SEC for business or other reasons. So long as we obtain and maintain a listing for our securities

on Nasdaq, we will be required to comply with Nasdaq rules.

13

If we held a shareholder vote to approve our initial business combination,

we will, pursuant to our amended and restated memorandum and articles of association:

➤ file proxy materials with the SEC.

In the event that we seek shareholder approval of our initial business

combination, we will distribute proxy materials and, in connection therewith, provide our public shareholders with the redemption rights

described above upon completion of our initial business combination.

If we seek shareholder approval, we will complete our initial business

combination only if we obtain the approval of an ordinary resolution under Cayman Islands law, being the affirmative vote of a majority

of the ordinary shares represented in person or by proxy and entitled to vote thereon and who vote at a general meeting. In such case,

our sponsor and each member of our management team have agreed to vote founder shares and public shares of theirs, if any, in favor of

our initial business combination. As a result, in addition to our initial purchaser’s founder shares, we would need 11,250,000,

or 37.5% (assuming all issued and outstanding shares are voted), or 1,875,000, or 6.25% (assuming only the minimum number of shares representing

a quorum are voted), of the 30,000,000 public shares sold in our IPO to be voted in favor of an initial business combination in order

to have our initial business combination approved. Each public shareholder may elect to redeem their public shares irrespective of whether

Source: SEC EDGAR (public domain) · 10-K for the period ended 2021-12-31, filed 2022-03-18 · accession 0001213900-22-013647

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