CIK 1040273
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-01). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-01. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BERGER, JONATHAN, ISRAEL | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | 2021-06 | <5% ·◆ |
| BERRY, TODD, ANDREW | MANAGING DIRECTOR, HEAD OF OPERATIONS | 2021-06 | <5% ·◆ |
| BREM, ROBIN | GENERAL COUNSEL | 2025-02 | <5% ·◆ |
| FINK, ANDREW, ADAM | PRESIDENT | 2021-06 | <5% ·◆ |
| HAAS, RICHARD, MENDY | CHIEF FINANCIAL OFFICER | 2008-03 | <5% ·◆ |
| LOEB, DANIEL, SETH | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 1995-06 | <5% ·◆ |
| SCAVONE, FRANK, R | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER | 2016-09 | <5% ·◆ |
| TARGOFF, JOSHUA, LAURENCE | PRESIDENT | 2009-06 | <5% ·◆ |
| TSILMAN, JANA | CHIEF COMPLIANCE OFFICER | 2024-02 | <5% ·◆ |
| WALLACE, IAN, GEOFFREY | PARTNER | 2009-02 | <5% ·◆ |
| BIRCH GROVE LPentity | LIMITED PARTNER | 2021-06 | 75%+ ·◆ |
| THIRD POINT LLCentity | OWNER | 2025-02 | 75%+ ·◆ |
| THIRD POINT LPentity | OWNER | 2016-01 | 75%+ ·◆ |
| THIRD POINT REAL ESTATE STRATEGIES LLCentity | MEMBER | 2023-03 | 50–75% ·◆ |
| BIRCH GROVE CAPITAL MANAGEMENT LLCentity | GENERAL PARTNER | 2012-12 | <5% ·◆ |
| BIRCH GROVE CLO MANAGEMENT GP LLCentity | GENERAL PARTNER | 2023-03 | <5% ·◆ |
| BIRCH GROVE INVESTMENTS LLCentity | LIMITED PARTNER | 2023-07 | 75%+ |
| FRS HOLDING LLCentity | MEMBER | 2023-03 | 25–50% |
| BGC CREDIT OPPORTUNITIES FUND II LTDentity | LIMITED PARTNER | 2023-07 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SONG, WILLIAM | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | 2023-03 | Chatham Asset Management, LLC |
| GALLAGHER, JAMES, PETER | CHIEF ADMINISTRATIVE OFFICER · CHIEF ADMINISTRATIVE OFFICER AND HEAD OF OPERATIONS | 2020-06 | Saraza Management, LP |
| ISLAM, MUNIB, ZIAUL | PARTNER AND CO-CHIEF INVESTMENT OFFICER · PARTNER · HEAD OF EQUITY RESEARCH | 2020-03 | Saraza Management, LP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
