CIK 1034524
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-04). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-04. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BASHARA, JESSICA, JANE | CHIEF OF STAFF TO CEO & HEAD OF CORPORATE DEVELOPMENT | 2024-04 | <5% ·◆ |
| DAVIDOWITZ, DANIEL, ADAM | PORTFOLIO MANAGER & ANALYST | 2007-07 | <5% ·◆ |
| DOGGETT, JOHN, BLACKMAN | CHIEF ADMINISTRATIVE OFFICER | 2020-09 | <5% ·◆ |
| DOLSEN, KEVIN, M | CHIEF OPERATING OFFICER | 2020-06 | <5% ·◆ |
| FICKLIN, DAMON, ANSON | HEAD OF TEAM, PORTFOLIO MANAGER & ANALYST | 2021-01 | <5% ·◆ |
| GOLDBERG, BRIAN, DAVID | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 2014-10 | <5% ·◆ |
| GRAFF, LAURA, ANN | HEAD OF PRODUCT STRATEGY AND MARKETING | 2025-01 | <5% ·◆ |
| MOSS, STANLEY, CHARLES | CHIEF EXECUTIVE OFFICER | 2007-07 | <5% ·◆ |
| TROCK, RACHEL, ROTH | CHIEF PEOPLE OFFICER | 2022-04 | <5% ·◆ |
| WARD, GRAHAM, MONTGOMERY | CHIEF FINANCIAL OFFICER | 2019-04 | <5% ·◆ |
| POLEN CAPITAL HOLDINGS LPentity | MEMBER | 2020-01 | 50–75% ·◆ |
| IM SQUARE HOLDING 1 LLCentity | MEMBER | 2016-01 | 10–25% |
| POLEN FAMILY HOLDINGS, INC.entity | MEMBER | 2020-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GUARASCI, MICHAEL, ERNEST | CHIEF OPERATING OFFICER | 2024-05 | — not seen at a tracked firm |
| DOWNEY, DIANA, BETH | CHIEF MARKETING OFFICER | 2024-05 | — not seen at a tracked firm |
| GRUVER, JAMES, PAUL | HEAD OF EMEA AND APAC | 2024-05 | — not seen at a tracked firm |
| WALSH, LAUREN, CASEY | CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| DASHER, KARL, FRANKLIN | PRESIDENT | 2024-04 | — not seen at a tracked firm |
| GUNTHER, JOHN, EDWARD | RELATIONSHIP MANAGER | 2015-03 | — not seen at a tracked firm |
| PODBELSKI, IAN, SETH | RELATIONSHIP MANAGER | 2015-03 | — not seen at a tracked firm |
| MORRIS, JAMES, TODD | RESEARCH ANALYST | 2015-03 | — not seen at a tracked firm |
| SCHNEIDER, KEVIN, CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| POLEN, DAVID, MARTIN | PRESIDENT/DIRECTOR/CEO/CIO | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
