CIK 1079114
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| EINHORN, DAVID, MICHAEL | PRESIDENT; DIRECTOR | 1996-01 | 75%+ ·◆ |
| BROWN, BARRETT, CHRISTOPHER | CHIEF FINANCIAL OFFICER | 2019-02 | <5% ·◆ |
| ROITMAN, DANIEL, E | CHIEF OPERATING OFFICER | 2003-01 | <5% ·◆ |
| ROSEN, STEVEN, ADAM | CHIEF COMPLIANCE OFFICER | 2019-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SETHI, VINIT | VICE PRESIDENT AND DIRECTOR OF RESEARCH | 2021-06 | — not seen at a tracked firm |
| BRANDLER, HARRY, JOSEPH | CHIEF FINANCIAL OFFICER | 2019-01 | — not seen at a tracked firm |
| FARRELL, SEAN, PAUL | CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
