CIK 944804
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-29). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-29. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CIVEROLO, BETH, ANNE | VICE PRESIDENT AND DIRECTOR | 2017-06 | <5% ·◆ |
| Connor, Jeffrey, Christopher | DIRECTOR | 2018-05 | <5% ·◆ |
| DI MAURO, AMY, MERRILL | TREASURER AND DIRECTOR | 2010-04 | <5% ·◆ |
| SANTERO, MARK, DAVID | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2018-06 | <5% ·◆ |
| SIEVERLING, DANIELLE, CHERIE | CHIEF COMPLIANCE OFFICER | 2005-04 | <5% ·◆ |
| zelensky, natalya, sergey | SECRETARY | 2026-05 | <5% ·◆ |
| HOMESTEAD FINANCIAL SERVICES CORP.entity | SHAREHOLDER | 1990-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Todd, Tracey, Michelle | SECRETARY | 2024-07 | — not seen at a tracked firm |
| Sperlazza, Jeremy, Michael | SECRETARY | 2023-06 | Vest Financial, LLC |
| DELANEY, JOHN, MURPHY | SECRETARY | 2020-06 | Mason Investment Advisory Services, Inc. |
| LOWERY, MARTIN, JOSEPH | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| MATHESON, JAMES, DAVID | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2018-03 | — not seen at a tracked firm |
| KASZYNSKI, STEPHEN, JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2017-07 | — not seen at a tracked firm |
| DOVE, CYNTHIA, LEIGH | VICE PRESIDENT AND DIRECTOR · VICE PRESIDENT | 2017-04 | — not seen at a tracked firm |
| WHETSTONE, KELLY, BOWERS | SECRETARY | 2016-10 | — not seen at a tracked firm |
| MORRIS, PETER, RIPTON | PRESIDENT AND DIRECTOR | 2015-01 | — not seen at a tracked firm |
| TEACH, STUART, EUGENE | VICE PRESIDENT AND DIRECTOR | 2015-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
