CIK 940445
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PRATT, LOWELL, DORRANCE | PRESIDENT, CHAIRMAN, SHAREHOLDER | 1999-01 | 50–75% ·◆ |
| BAUCHSPIES, RICHARD, ELMER | DIRECTOR, SHAREHOLDER | 2006-01 | 5–10% ·◆ |
| HUNT, THOMAS, DURRELL | DIRECTOR, SHAREHOLDER | 2017-07 | 5–10% ·◆ |
| SHEN, XIN | DIRECTOR, SHAREHOLDER | 2016-03 | 5–10% ·◆ |
| STEWART, WILLIAM, ABBOTT | CHIEF OPERATING OFFICER /SHAREHOLDER | 2006-01 | 5–10% ·◆ |
| WALSH, MARTIN | DIRECTOR, SHAREHOLDER | 2015-05 | 5–10% ·◆ |
| CAMPBELL, SHERRIE, PARKS | DIRECTOR | 2019-06 | <5% ·◆ |
| DALEY, JOHN, MICHAEL | DIRECTOR | 2009-07 | <5% ·◆ |
| DRERUP, JOHN, WILLIAM | DIRECTOR | 2024-01 | <5% ·◆ |
| PRATT, ANDREW, JOSEPH | DIRECTOR | 2024-01 | <5% ·◆ |
| WOOLSTON, PETER, CHRISTOPHER | DIRECTOR | 2009-07 | <5% ·◆ |
| FERBERT, WAYNE, PATRICK | SENIOR MANAGING DIRECTOR | 2024-02 | <5% |
| NEWMAN, MICHAEL, JOSEPH | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/DIRECTOR | 2024-04 | <5% |
| THE BURNEY COMPANYentity | COMPANY | 2024-05 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GREEN, GILBERT, RUSSELL | SHAREHOLDER · DIRECTOR | 2024-04 | — not seen at a tracked firm |
| BURNEY, MARY, ANIKA | SHAREHOLDER · SECRETARY | 2022-01 | — not seen at a tracked firm |
| Rugari, Angela, Marie | COMPLIANCE OFFICER | 2017-07 | — not seen at a tracked firm |
| HUNT, SENOUR | DIRECTOR | 2017-07 | — not seen at a tracked firm |
| WENTZ, PETER, ALLISON | DIRECTOR | 2015-12 | — not seen at a tracked firm |
| ROSENBERG, THEODORE, ROY | SHAREHOLDER | 2013-08 | — not seen at a tracked firm |
| VANDERBERG, MARK, TOMPKINS | DIRECTOR | 2013-08 | — not seen at a tracked firm |
| STEWART, ROBERT, BENFRED | SHAREHOLDER | 2012-11 | — not seen at a tracked firm |
| PUPPEL, DENNIS, DARIN | DIRECTOR | 2012-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
