CIK 938487
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-28). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-28. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DOUGLAS, GEORGE, MICHAEL | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL, DIRECTOR | 2019-05 | <5% ·◆ |
| Harris, Rebecca, Lynn | DIRECTOR | 2022-04 | <5% ·◆ |
| MALIK, RAVI | PORTFOLIO MANAGER, PRINCIPAL, DIRECTOR | 2019-05 | <5% ·◆ |
| MEHDI, SYED, FAZAL | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 2019-05 | <5% ·◆ |
| STUMM, GREGORY, JOHN | DIRECTOR | 2024-06 | <5% ·◆ |
| RESOLUTE INVESTMENT MANAGERS, INC.entity | MEMBER | 2019-05 | 50–75% ·◆ |
| TEAM SSI LLCentity | MEMBER | 2020-09 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RINGDAHL, JEFFREY, KARL | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| NEEDLES, GENE, LOUIS | DIRECTOR | 2022-03 | — not seen at a tracked firm |
| GOTTFURCHT, JOHN, DAVID | PRESIDENT · MANAGING PRINCIPLE · MANAGING PRINCIPAL | 2019-05 | — not seen at a tracked firm |
| GOTTFURCHT, AMY JO | DIRECTOR & SHAREHOLDER · CHAIRMAN & CEO | 2019-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
