CIK 937729
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-12). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-12. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LEE, JR., WILLIAM, GENTRY | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 2022-05 | <5% ·◆ |
| SAROFIM, CHRISTOPHER, BINYON | DIRECTOR AND CHAIRMAN | 2022-05 | <5% ·◆ |
| WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY AND TREASURER | 1958-08 | <5% ·◆ |
| CHRISTENSEN, ALAN, ROBERT | PRESIDENT AND HEAD OF INVESTMENT RISK | 2015-11 | <5% |
| COLUCCI, JOHN, (NMN) | CHIEF OPERATING OFFICER | 2022-09 | <5% |
| GIBBONS, MICHELE, LEW | GENERAL COUNSEL | 2021-09 | <5% |
| HANNA, WILLIAM, DAVID | CHIEF COMPLIANCE OFFICER | 2026-03 | <5% |
| ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER | 2024-03 | <5% |
| THE SAROFIM GROUP, LLCentity | SHAREHOLDER | 2011-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SHEEDY, CHARLES, EDMUND | SENIOR VICE PRESIDENT | 2024-03 | — not seen at a tracked firm |
| REZA, REYNALDO, (NMN) | SENIOR VICE PRESIDENT | 2024-03 | — not seen at a tracked firm |
| SAROFIM, FAYEZ, SHALABY | DIRECTOR, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER · DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 2022-06 | — not seen at a tracked firm |
| CRUMRINE, DANIEL, SCOTT | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2022-03 | — not seen at a tracked firm |
| ROUSE, JOHN, STAFFORD | GENERAL COUNSEL | 2022-03 | — not seen at a tracked firm |
| THOMAS, RALPH, BOWMAN | SENIOR VICE PRESIDENT | 2017-04 | — not seen at a tracked firm |
| JACOBE, JEFFREY, MICHAEL | SENIOR VICE PRESIDENT | 2015-03 | — not seen at a tracked firm |
| HOPSON, ROBERT, M. | VICE PRESIDENT AND ASSISTANT SECRETARY | 2013-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
