CIK 932724
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GABELLI, MARIO, JOSEPH | SOLE SHAREHOLDER, PRESIDENT AND DIRECTOR | 1990-08 | 75%+ ·◆ |
| GABELLI, MARC, JOSEPH | GGCP, INC. CO-CEO, CO-CHAIRMAN AND MAJORITY SHAREHOLDER OF COMMON STOCK | 2026-04 | 50–75% ·◆ |
| JAMIESON, DOUGLAS, RICHARD | DIRECTOR | 1994-11 | <5% ·◆ |
| CLANCY, KEVIN | CHIEF COMPLIANCE OFFICER | 2026-07 | <5% |
| GIVISSIS, JOHN, N | COMPTROLLER AND SENIOR VICE PRESIDENT | 2004-12 | <5% |
| HUVANE, PATRICK, BERNARD | INTERIM CHIEF EXECUTIVE OFFICER | 2025-03 | <5% |
| ASSOCIATED CAPITAL GROUP, INC.entity | SHAREHOLDER - 100% OWNER OF THE REGISTRANT |
| 2015-11 |
| 75%+ ·◆ |
| GABELLI & COMPANY INVESTMENT ADVISERS, INC.entity | SOLE SHAREHOLDER | 2018-03 | 75%+ ·◆ |
| GGCP, INC.entity | ASSOCIATED CAPITAL GROUP, INC. MAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK | 2010-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WEYNAND, CRAIG, ALAN | CHIEF COMPLIANCE OFFICER, COUNSEL & SECRETARY · CHIEF COMPLIANCE OFFICER AND SECRETARY | 2024-04 | — not seen at a tracked firm |
| HANDWERKER, KEVIN | SECRETARY AND GENERAL COUNSEL · SECRETARY | 2021-04 | — not seen at a tracked firm |
| FITZGERALD, DAVID, Lawrence | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY · CHIEF COMPLIANCE OFFICER | 2021-04 | — not seen at a tracked firm |
| CONROY, FRANCIS, JOSEPH | INTERIM CHIEF FINANCIAL OFFICER | 2018-04 | — not seen at a tracked firm |
| Dennis, Patrick, Lewis | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2017-03 | Ruane, Cunniff & Goldfarb L.P., Hyperion Capital Advisors LP, Wishbone Management, LP, Conifer Management, L.L.C. |
| LAPOINTE, DIANE, MARIE | CONTROLLER | 2016-11 | — not seen at a tracked firm |
| DEVIVO, DOUGLAS, GORDON | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| BLAKE, ROBERT, WILLIAM | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| LEE, DANIEL, RICHARD | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| SODANO, SALVATORE, FREDERICK | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| GOLDMAN, DAVID, MARC | GENERAL COUNSEL AND ASSISTANT SECRETARY · GENERAL COUNSEL AND SECRETARY · ASSISTANT SECRETARY | 2015-12 | GAMCO INVESTORS, INC. ET AL, GABELLI FUNDS LLC |
| ZUCCCARO, ROBERT | CHIEF FINANCIAL OFFICER | 2015-04 | — not seen at a tracked firm |
| TORRANCE, JOLYON, SIMON | CHIEF COMPLIANCE OFFICER | 2015-04 | — not seen at a tracked firm |
| HEARITY, THOMAS, J. | GENERAL COUNSEL AND SECRETARY | 2013-03 | — not seen at a tracked firm |
| WALSH, WALTER, KEVIN | CHIEF COMPLIANCE OFFICER | 2012-06 | — not seen at a tracked firm |
| MICHAILOFF, CHRISTOPHER, J | SECRETARY | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
