CIK 928549
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-01). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-01. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| YOSELOFF, ANTHONY, ALEXANDER | MANAGING PARTNER; CHIEF INVESTMENT OFFICER | 2020-01 | 25–50% ·◆ |
| BASTABLE, CONOR, (NMN) | PARTNER; DEPUTY CHIEF INVESTMENT OFFICER | 2025-01 | 10–25% ·◆ |
| DENNIS, PATRICK, WALSH | CO-DEPUTY MANAGING PARTNER | 2020-01 | 5–10% ·◆ |
| MORRIS, JOSHUA, DAVID | PARTNER | 2018-01 | 5–10% ·◆ |
| SCHWARTZ, GABRIEL, THOMAS | CO-DEPUTY MANAGING PARTNER | 2020-01 | 5–10% ·◆ |
| ALTSCHULER, ZACHARY, ZOLL | PARTNER | 2018-01 | <5% ·◆ |
| BLACKWELL, MORGAN, PETER | PARTNER | 2012-01 | <5% ·◆ |
| BOEHM, DANIEL | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2024-01 | <5% ·◆ |
| CHIARAMONTE, MICHAEL | PARTNER | 2025-01 | <5% ·◆ |
| FELDMAN, GREGORY, SEAN | PARTNER | 2024-01 | <5% ·◆ |
| FERRON, ROMAIN | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2024-01 | <5% ·◆ |
| GIBBONS, SUZANNE, KATHERINE | PARTNER | 2020-01 | <5% ·◆ |
| GOZALI, ZACHARY, E | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2022-01 | <5% ·◆ |
| Gohel, Sona, D | PARTNER; CHIEF OPERATING OFFICER | 2025-01 | <5% ·◆ |
| HURWITZ, JEFFREY, FRANKLIN | PARTNER | 2025-01 | <5% ·◆ |
| Horton, Alison, Honlee | GENERAL COUNSEL | 2026-01 | <5% ·◆ |
| Iyer, Kumar, Krishnan | DIRECTOR OF DAVIDSON KEMPNER INVESTMENT ADVISORS INDIA PRIVATE LIMITED (RELYING ADVISER) | 2021-12 | <5% ·◆ |
| KRISHANTHAN, JOGEESVARAN | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2012-01 | <5% ·◆ |
| LEVINE, MELANIE, B | PARTNER | 2024-01 | <5% ·◆ |
| LI, JAMES, MEISHENG | PARTNER; PRESIDENT | 2025-01 | <5% ·◆ |
| Ortiz, Vince, Lorenzo | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2025-01 | <5% ·◆ |
| PATEL, PUNIT, NAYAN | DIRECTOR OF DAVIDSON KEMPNER ASIA LIMITED (RELYING ADVISER) | 2019-08 | <5% ·◆ |
| TAN, ANDREW, WEN YI | PARTNER | 2025-01 | <5% ·◆ |
| LEVIANT, SHULAMIT, (NMN) | LIMITED PURPOSE PARTNER | 2026-01 | <5% |
| MCMILLAN, ALEXANDER, HOWE | CHIEF COMPLIANCE OFFICER | 2024-07 | <5% |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LPentity | SHAREHOLDER OF DAVIDSON KEMPNER ASIA LIMITED (RELYING ADVISER) | 2008-07 | 75%+ ·◆ |
| DK EUROPEAN LTD.entity | DESIGNATED MEMBER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2004-08 | 75%+ ·◆ |
| DKCM GP LLCentity | GENERAL PARTNER OF DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 2014-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SACKS, ERIC, WADE | CO-CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER | 2024-11 | COATUE MANAGEMENT LLC |
| KEMPNER, THOMAS, LENOX | LIMITED PURPOSE PARTNER · CO-EXECUTIVE MANAGING MEMBER; LIMITED PARTNER · DIRECTOR OF DAVIDSON KEMPNER ASIA LIMITED (RELYING ADVISER) | 2024-11 | — not seen at a tracked firm |
| EPSTEIN, ERIC, PHILIP | LIMITED PURPOSE PARTNER · MANAGING MEMBER; PRESIDENT; LIMITED PARTNER · MANAGING MEMBER; LIMITED PARTNER · LIMITED PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2024-11 | — not seen at a tracked firm |
| FRIEDMAN, AVRAM, ZEV | LIMITED PURPOSE PARTNER · MANAGING MEMBER; LIMITED PARTNER · LIMITED PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2024-11 | — not seen at a tracked firm |
| METVINER, PERRY, H | CO-CHIEF OPERATING OFFICER; CHIEF TECHNOLOGY OFFICER | 2024-11 | — not seen at a tracked firm |
| GANGE, JAMES, CALLIGAN | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| BRIVIO, ROBERT, JOSEPH | LIMITED PURPOSE PARTNER · LIMITED PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2021-11 | — not seen at a tracked firm |
| LEVART, TIMOTHY, IAIN | LIMITED PURPOSE PARTNER · LIMITED PURPOSE PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) · LIMITED PARTNER AND CHIEF OPERATING OFFICER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) · DIRECTOR OF DAVIDSON KEMPNER ASIA LIMITED (RELYING ADVISER) | 2021-05 | — not seen at a tracked firm |
| KOIVULA, RISTO, OSKARI | MANAGING MEMBER; LIMITED PARTNER | 2020-01 | — not seen at a tracked firm |
| MICHAELSON, JAMES, ANDREW | MANAGING MEMBER; LIMITED PARTNER | 2019-11 | — not seen at a tracked firm |
| DOWICZ, STEPHEN, MICHAEL | LIMITED PURPOSE PARTNER · LIMITED PURPOSE PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) · LIMITED PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2018-03 | — not seen at a tracked firm |
| HERZOG, MICHAEL, SIMON CORNELIUS | PARTNER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) · PARTNER AND CO-CHIEF EXECUTIVE OFFICER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) · DESIGNATED MEMBER AND CHIEF EXECUTIVE OFFICER OF DAVIDSON KEMPNER EUROPEAN PARTNERS, LLP (RELYING ADVISER) | 2017-09 | — not seen at a tracked firm |
| DAVIDSON, SCOTT, ERIC | LIMITED PURPOSE PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) · LIMITED PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2016-11 | — not seen at a tracked firm |
| CHASE, RICHARD, DENNIS | CHIEF FINANCIAL OFFICER | 2015-12 | — not seen at a tracked firm |
| LEFFELL, MICHAEL, JOSHUA | LIMITED PURPOSE PARTNER OF DK MANAGEMENT PARTNERS LP (RELYING ADVISER) | 2013-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
