CIK 924171
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DAY, JONATHAN, SUTTON | SHAREHOLDER | 2024-10 | 25–50% ·◆ |
| CARLTON, PETER, WELDON | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 2018-03 | <5% ·◆ |
| GUPTA, SUMO | PORTFOLIO MANAGER | 2024-05 | <5% ·◆ |
| MILLER, ROBERT, MARVIN | PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | 2008-07 | <5% ·◆ |
| COVIN, DAVID, REID | CHIEF FINANCIAL OFFICER | 2026-03 | <5% |
| DOROTHY W. DAY, TRUSTEE OF THE DOROTHY DAY TRUST DATED 2/13/2008, AS AMENDEDentity | SHAREHOLDER | 2024-10 | 25–50% ·◆ |
| SHAREHOLDER |
| 2024-10 |
| 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DREVLOW, MATTHEW, JOHN | CHIEF FINANCIAL OFFICER | 2024-05 | — not seen at a tracked firm |
| KATZ, ANDREW, SEAN | PORTFOLIO MANAGER · CO-PORTFOLIO MANAGER | 2024-03 | — not seen at a tracked firm |
| BAUM, STEVEN, ROBERT | CHIEF OPERATING OFFICER | 2023-10 | — not seen at a tracked firm |
| DAY, ROBERT, ADDISON | CHAIRMAN AND CO-PORTFOLIO MANAGER · CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER · CHAIRMAN AND CEO · CHAIRMAN | 2023-05 | — not seen at a tracked firm |
| GLUCKMAN, FRED | CFO AND MANAGING DIRECTOR | 2019-03 | — not seen at a tracked firm |
| CARLTON, JERRY, WELDON | VICE CHAIRMAN AND SECRETARY · VICE CHAIRMAN · DIRECTOR, VICE CHAIRMAN | 2018-03 | — not seen at a tracked firm |
| HIYAKE, PAUL, HIROSHI | CHIEF FINANCIAL OFFICER | 2018-03 | — not seen at a tracked firm |
| KELLER, ALLISON | PRESIDENT | 2016-03 | — not seen at a tracked firm |
| DAY, THEODORE, J | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| DAY, HOWARD, MATTHEW | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| DE LASZLO, DAMON | DIRECTOR | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
