CIK 919859
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ASHCROFT, KRISTIN, ELIZABETH | DIRECTOR AND EXECUTIVE VICE- PRESIDENT, PRODUCTS AND SOLUTIONS | 2023-03 | <5% ·◆ |
| BOYLE, CHRISTOPHER, WILSON JAY | SENIOR VICE PRESIDENT, INSTITUTIONAL | 2017-01 | <5% ·◆ |
| Bartlett, Naomi, Kim | DIRECTOR | 2022-03 | <5% ·◆ |
| Burns, Samuel, Robert | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER | 2024-04 | <5% ·◆ |
| Chateram, Gary, Nathanial | SENIOR VICE-PRESIDENT, CO- HEAD OF RETAIL | 2020-09 | <5% ·◆ |
| GAVAN, KAREN, LYNN | DIRECTOR | 2007-05 | <5% ·◆ |
| GOULD, JOSEPH, LUKE GREGOIRE | DIRECTOR, CHARIMAN PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2022-07 | <5% ·◆ |
| Goldberg, Rhonda, Suzanne | EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL | 2019-03 | <5% ·◆ |
| Locke, Steven, Gregory | CHIEF INVESTMENT OFFICER, FIXED INCOME AND MULTI-ASSET STRATEGIES | 2021-01 | <5% ·◆ |
| Marks, Lesley, Carolyn | CHIEF INVESTMENT OFFICER, EQUITIES | 2021-01 | <5% ·◆ |
| McCuaig, Nancy, Elizabeth | DIRECTOR AND CHIEF OPERATIONS OFFICER | 2022-03 | <5% ·◆ |
| Milne, Douglas, Gordon McIntosh | EXECUTIVE VICE-PRESIDENT, CHIEF MARKETING STRATEGY OFFICER | 2017-05 | <5% ·◆ |
| Potter, Keith, David Bernard | EXECUTIVE VICE-PRESIDENT AND CHIEF FINANCIAL OFFICER | 2022-07 | <5% ·◆ |
| REITER CURRIE, CYNTHIA, ANN | EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER | 2018-09 | <5% ·◆ |
| ROUNTES, THEODOROS | VICE-PRESIDENT, FUND SERVICES AND CHIEF FINANCIAL OFFICER, FUNDS | 2012-02 | <5% ·◆ |
| SEIDLER, GILLIAN, ELOISE | VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER | 2018-05 | <5% ·◆ |
| Westlind, Nicholas, Lars | DIRECTOR | 2023-03 | <5% ·◆ |
| MACKENZIE INC.entity | CORPORATION | 2003-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Dibden, Michael, William | EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER | 2024-03 | — not seen at a tracked firm |
| SEN, SUBHAS | DIRECTOR · SENIOR VICE-PRESIDENT, BUSINESS OPERATIONS | 2023-03 | — not seen at a tracked firm |
| Cooke, Michael, David | SENIOR VICE PRESIDENT, HEAD OF EXCHANGE TRADED FUNDS | 2023-03 | — not seen at a tracked firm |
| Dickey, Ryan, Andrew | SENIOR VICE-PRESIDENT, CO-HEAD OF RETAIL | 2023-03 | — not seen at a tracked firm |
| MCINERNEY, BARRY, SEAN | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2022-03 | — not seen at a tracked firm |
| BEDERMAN, EARL, DAVID | DIRECTOR | 2022-03 | — not seen at a tracked firm |
| LORD, ROBERT, EDWARD | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| TURNER, MARY, LOUISE | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| OLIVER, PAUL, GREGORY | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| FLOOD, BRIAN, MICHAEL | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| ELAVIA, TONY, HOSI | EXECUTIVE VICE-PRESIDENT AND CHIEF INVESTMENT OFFICER | 2020-12 | — not seen at a tracked firm |
| Murchison, Damon, William | SENIOR VICE PRESIDENT, RETAIL SALES AND NATIONAL SALES MANAGER | 2020-12 | — not seen at a tracked firm |
| SCHNITMAN, MICHAEL, WYLIE | SENIOR VICE-PRESIDENT, PRODUCT | 2020-02 | — not seen at a tracked firm |
| ALLAN, KATHLEEN, ANNE | EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER · SENIOR VICE-PRESIDENT, HUMAN RESOURCES | 2018-05 | — not seen at a tracked firm |
| MACDONALD, DONALD, JAMES | SENIOR VICE-PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2018-05 | — not seen at a tracked firm |
| CHEOP, DAVID, MARTIN RONALD | CHIEF COMPLIANCE OFFICER | 2018-05 | — not seen at a tracked firm |
| MCCULLUM, DAVID, WILLIAM | EXECUTIVE VICE-PRESIDENT, CLIENT SERVICES OPERATIONS | 2017-06 | — not seen at a tracked firm |
| WARREN, ALLAN, MARK | SENIOR VICE-PRESIDENT, FUND SERVICES | 2017-06 | — not seen at a tracked firm |
| FAASSEN, DAVID, RENS | SENIOR VICE-PRESIDENT, MARKETING | 2017-06 | — not seen at a tracked firm |
| GOODING, BRIAN, JOHN | EXECUTIVE VICE PRESIDENT AND HEAD OF DISTRIBUTION | 2016-07 | — not seen at a tracked firm |
| MOORE, BRENT, HAROLD | VICE-PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| CARNEY, JEFFREY, ROBERT | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2016-03 | — not seen at a tracked firm |
| MCVEY, SUSAN, MARY | SENIOR VICE PRESIDENT, MARKETING | 2016-03 | — not seen at a tracked firm |
| CREIGHTON, GEOFFREY, DOUGLAS | SENIOR VICE-PRESIDENT, GENERAL COUNSEL & SECRETARY | 2014-03 | — not seen at a tracked firm |
| TAYLOR, MARY, CATHERINE | EXECUTIVE VICE-PRESIDENT, PRODUCT & MARKETING · SENIOR VICE-PRESIDENT, PRODUCT & MARKETING | 2014-02 | — not seen at a tracked firm |
| MOORE, EDWARD, BLAKE | EXECUTIVE VICE-PRESIDENT AND HEAD OF DISTRIBUTION | 2013-10 | — not seen at a tracked firm |
| MERCHAND, EDWARD | SENIOR VICE-PRESIDENT AND CHIEF FINANCIAL OFFICER | 2013-08 | — not seen at a tracked firm |
| BURBACH, DAVID, SCOT | VICE-PRESIDENT, LEGAL | 2013-06 | — not seen at a tracked firm |
| SIMS, CHARLES, ROBERT | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2013-03 | — not seen at a tracked firm |
| VICKERS, DIANA, LYNN | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
