CIK 909661
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Lassman, Gregory, Alexander | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER (7/2025) | 2022-01 | 75%+ ·◆ |
| CAMARGO, ANTENOR | DIRECTOR | 2022-02 | 25–50% ·◆ |
| SWERKES, JAMES, MICHAEL | MANAGING MEMBER AND CO- HEAD OF GLOBAL TRADING | 2010-04 | 5–10% ·◆ |
| BAGARIA, VIKRAM | DIRECTOR | 2018-08 | <5% ·◆ |
| Bollini II, Richard, Pierre | MANAGING MEMBER | 2021-01 | <5% ·◆ |
| CALDWELL, PAUL, ANDREW | DIRECTOR | 2018-08 | <5% ·◆ |
| Clark, Colby, Trexler | MANAGING MEMBER | 2021-01 | <5% ·◆ |
| Clarke, Robert, Badham | DIRECTOR | 2021-12 | <5% ·◆ |
| DAPICE, JOSHUA, JAMES | MANAGING MEMBER | 2023-01 | <5% ·◆ |
| Dreyfuss, Philip, David | MANAGING MEMBER | 2017-01 | <5% ·◆ |
| Dunn, Hannah, Elizabeth | MANAGING MEMBER & GENERAL COUNSEL | 2023-01 | <5% ·◆ |
| GEHANI, VARUN, N | MANAGING MEMBER | 2022-01 | <5% ·◆ |
| GIAUQUE, NICOLAS | MANAGING PARTNER AND SENIOR MANAGING MEMBER (4/2025) | 2021-08 | <5% ·◆ |
| HILLYER, CAMERON, ANTHONY | CHIEF FINANCIAL OFFICER & MANAGING MEMBER (1/21) | 2019-05 | <5% ·◆ |
| Husen, Avner, Amir | MANAGING MEMBER | 2026-01 | <5% ·◆ |
| Imai, Eijiro | MEMBER EXECUTOR | 2019-06 | <5% ·◆ |
| KIM, DAVID | MANAGING MEMBER | 2014-01 | <5% ·◆ |
| LINN, MICHAEL, GRANT | MANAGING MEMBER | 2010-07 | <5% ·◆ |
| LUO, CHENG | MANAGING MEMBER | 2025-01 | <5% ·◆ |
| POSNER, DAVID, ADAM | MANAGING MEMBER | 2017-01 | <5% ·◆ |
| ROBERTS, THOMAS, GERALD | MANAGING MEMBER | 2010-04 | <5% ·◆ |
| SAITO, EDRIC, CALVIN | MANAGING MEMBER | 2023-01 | <5% ·◆ |
| SHORT, DANIEL, STEPHEN | MANAGING MEMBER | 2023-01 | <5% ·◆ |
| SPOKES, ANDREW, JAMES MCLEAN | MANAGING MEMBER | 2007-08 | <5% ·◆ |
| Trentini, Matthew, John | MANAGING MEMBER | 2021-01 | <5% ·◆ |
| WARREN, JOHN, RUSSELL | MANAGING MEMBER | 2011-01 | <5% ·◆ |
| WEHRLY, MARK, CHRISTOPHER | MANAGING MEMBER, SPECIAL COUNSEL & CHIEF OPERATING OFFICER (7/2014) | 2000-01 | <5% ·◆ |
| LYNCH, KIRSTIN, JANETTE | CHIEF COMPLIANCE OFFICER | 2004-10 | <5% |
| Mathieson, Katherine, Rachel | CHIEF COMPLIANCE OFFICER | 2024-03 | <5% |
| FARALLON CAPITAL MANAGEMENT, L.L.C.entity | SHAREHOLDER | 2014-07 | 75%+ ·◆ |
| FARALLON CAPITAL MANAGEMENT, L.P.entity | MEMBER | 2018-04 | 75%+ ·◆ |
| FARALLON PARTNERS, L.L.C.entity | MEMBER | 2017-07 | 75%+ ·◆ |
| FCM BRAZIL, LLCentity | SHAREHOLDER | 2012-02 | 50–75% ·◆ |
| FARALLON ASIA (CAYMAN) LTD.entity | SHAREHOLDER | 2014-07 | 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FRIED, RICHARD, BRACHMAN | MANAGING MEMBER · MANAGING MEMBER (FCM) | 2024-10 | — not seen at a tracked firm |
| PATEL, RAJIV, ANANT | MANAGING MEMBER · MANAGING MEMBER (FCM) | 2024-10 | — not seen at a tracked firm |
| Seybold, William, Stephens | MANAGING MEMBER · MANAGING MEMBER (FCM) | 2024-10 | — not seen at a tracked firm |
| FISCH, MICHAEL, BENJAMIN | MANAGING MEMBER · MANAGING MEMBER & GENERAL COUNSEL · MANAGING MEMBER & GENERAL COUNSEL (FCM) | 2023-05 | — not seen at a tracked firm |
| LANDRY, MONICA, ROSE | MANAGING MEMBER · MANAGING MEMBER (FCM) | 2019-11 | — not seen at a tracked firm |
| SWART, GREGORY, SIEMON | MANAGING MEMBER · CHIEF FINANCIAL OFFICER & MANAGING MEMBER(1/2006) · CHIEF FINANCIAL OFFICER & MANAGING MEMBER(1/2006) (FCM) | 2019-11 | — not seen at a tracked firm |
| PAIDIPATY, RAVI, KRISHNA | MANAGING MEMBER (FCM) | 2017-05 | Freestone Grove Partners LP |
| GOLDBERG, DANIEL, KREPEL | DIRECTOR (FARALLON LAT. AM.) · DIRECTOR (FKG) | 2017-05 | — not seen at a tracked firm |
| ZAGE, GEORGE, RAYMOND | DIRECTOR (FARALLON HK) · DIRECTOR (NOONDAY HK) | 2017-05 | — not seen at a tracked firm |
| WU, NANCY, BINGYUN | DIRECTOR (FARALLON HK) · DIRECTOR (NOONDAY HK) | 2017-05 | — not seen at a tracked firm |
| COELHO, FELIPE, FERREIRA VILLAR | SHAREHOLDER (FARALLON LAT. AM.) | 2017-05 | — not seen at a tracked firm |
| MORDEHACHVILI, MARCO | SHAREHOLDER (FARALLON LAT. AM.) | 2017-05 | — not seen at a tracked firm |
| GUPTA, ASHISH | PARTNER (FARALLON ASIA) | 2017-05 | — not seen at a tracked firm |
| HIRSCH, DANIEL, JOSEPH | MANAGING MEMBER (FCM) | 2016-07 | — not seen at a tracked firm |
| WALL, MICHAEL, DEAN | CONTROLLER, TREASURER & CHIEF ACCOUNTANT (FARALLON ASIA) · CONTROLLER, TREASURER & CHIEF ACCOUNTANT (NOONDAY SING.) | 2016-07 | — not seen at a tracked firm |
| CEREMSAK, ROBERT, JOSEPH | MANAGING MEMBER (FCM) | 2015-10 | — not seen at a tracked firm |
| DUTRA, EMANUEL, GONCALVES | SHAREHOLDER (FARALLON LAT. AM.) | 2014-07 | — not seen at a tracked firm |
| STEYER, THOMAS, FAHR | CO-SENIOR MANAGING MEMBER AND CO-MANAGING PARTNER (FCM) | 2012-08 | MCDONALD CAPITAL INVESTORS INC/CA |
| MILLHAM, STEPHEN, LEWIS | MANAGING MEMBER (FCM) | 2012-08 | RUSH ISLAND MANAGEMENT, LP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
