CIK 902464
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-24). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-24. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DEUTSCH, JAMES MICHAEL | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | 2021-01 | 10–25% ·◆ |
| HOWE, DAVID STEWART | MANAGING MEMBER | 1999-01 | 10–25% ·◆ |
| RIZAVI, SHAIZA MARIAM | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 2021-01 | 10–25% ·◆ |
| ANDERSON, TRAVIS KNAPP | MANAGING MEMBER | 2005-03 | 5–10% ·◆ |
| ESPOSITO, LAURA MICHELE | CHIEF COMPLIANCE OFFICER | 2018-11 | <5% ·◆ |
| HUYNH, DAVID CO | CHIEF FINANCIAL OFFICER | 2014-06 | <5% ·◆ |
| MCCORMICK, MICHAEL PATRICK | MEMBER | 2012-01 | 5–10% |
| ALI, SHAFQAT | CHIEF INFORMATION SECURITY OFFICER/MEMBER | 2004-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BENZAQUEN, NORMAN SALOMON | MANAGING MEMBER | 2024-03 | — not seen at a tracked firm |
| WILLIAMS, FRANCIS HUNNEWELL | MEMBER | 2024-03 | — not seen at a tracked firm |
| FERRERI, ARTHUR STEPHEN | MEMBER | 2023-03 | — not seen at a tracked firm |
| GANJIAN, ARASH | MEMBER | 2023-03 | — not seen at a tracked firm |
| TAL, ANGELICA | MEMBER | 2023-03 | — not seen at a tracked firm |
| BRAUN, EDITH | MEMBER | 2023-03 | — not seen at a tracked firm |
| SHAH, HITESH | MEMBER | 2023-03 | — not seen at a tracked firm |
| COLTON, JOHN L | MEMBER | 2023-03 | — not seen at a tracked firm |
| LEGOTTE LANGDON, KAREN | MEMBER | 2023-03 | — not seen at a tracked firm |
| BRAUN, SANFORD | MEMBER | 2023-03 | — not seen at a tracked firm |
| HOLMES, SARAH NYE | MEMBER | 2023-03 | — not seen at a tracked firm |
| ROSS, VICTORIA RUTH | MEMBER | 2023-03 | — not seen at a tracked firm |
| FAYBISHENKO, YAROSLAV | MEMBER | 2023-03 | — not seen at a tracked firm |
| GILDER, RICHARD | MEMBER · MANAGING MEMBER | 2020-06 | — not seen at a tracked firm |
| HAUPT, BONNIE MAE | MEMBER · CHIEF COMPLIANCE OFFICER/MEMBER · CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| FERGUSON, ANNEMARIE | HUMAN RESOURCES DIRECTOR/MEMBER | 2019-03 | — not seen at a tracked firm |
| JORDAN, MARK RICHARD | HEAD TRADER/MEMBER | 2017-11 | — not seen at a tracked firm |
| MARLEY, ANITA HELENE | MEMBER | 2016-09 | — not seen at a tracked firm |
| COLLOPY, STEVEN, EDWARD | CHIEF FINANCIAL OFFICER | 2013-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
