CIK 9015
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-14). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-14. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CICCO, SUSAN, MARIE | DIRECTOR, HUMAN RESOURCE COMMITTEE | 2020-03 | <5% ·◆ |
| CRADDOCK, GEOFFREY, JAMES | DIRECTOR, AUDIT COMMITTEE | 2017-10 | <5% ·◆ |
| CRANDALL, ROGER, WILLIAM | DIRECTOR, HUMAN RESOURCE COMMITTEE | 2012-11 | <5% ·◆ |
| DINERMAN, JILL, Elyse | ASSISTANT SECRETARY | 2022-05 | <5% ·◆ |
| FORTIN, MARY JANE, BARTOLOTTA | DIRECTOR | 2025-01 | <5% ·◆ |
| FRANCIS, SHELDON, MAURICE | CHIEF ADMINISTRATIVE OFFICER | 2016-09 | <5% ·◆ |
| FRENO, MICHAEL, DAVID | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR | 2020-11 | <5% ·◆ |
| HOEFLING, PATRICK, LOUIS | CHIEF FINANCIAL OFFICER | 2020-01 | <5% ·◆ |
| LAGRANT, MELISSA, MARIE | CHIEF COMPLIANCE OFFICER | 2023-08 | <5% ·◆ |
| LAPIANA, PAUL, ANTHONY | DIRECTOR | 2025-01 | <5% ·◆ |
| LLOYD, ERIC, JAMES | VICE CHAIRMAN | 2026-06 | <5% ·◆ |
| MERRITT, SEARS, ANDREW | DIRECTOR | 2020-03 | <5% ·◆ |
| O'CONNOR, MICHAEL, JAMES | DIRECTOR, AUDIT COMMITTEE | 2020-03 | <5% ·◆ |
| Partlan, Eric, William | DIRECTOR | 2023-05 | <5% ·◆ |
| WILLIAMS, RHIAN, CATRIN | SECRETARY | 2022-05 | <5% ·◆ |
| Finkle, Bradley, Gordon | CHIEF OPERATING OFFICER | 2026-06 | <5% |
| HUNTER, MEREDITH, ANNE | ASSISTANT SECRETARY | 2023-11 | <5% |
| KIKUKAWA, KAKU, (NMN) | DIRECTOR | 2026-05 | <5% |
| VERWHOLT, DANIEL, TATE | TREASURER | 2026-07 | <5% |
| MM ASSET MANAGEMENT HOLDING LLCentity | OWNER | 2012-02 | 75%+ ·◆ |
| MSIG MB MANAGEMENT LLCentity | OWNER | 2026-05 | 10–25% ·◆ |
| C.M. LIFE INSURANCE COMPANYentity | OWNER | 2026-04 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CHICARES, ELIZABETH, WARD | DIRECTOR, AUDIT COMMITTEE, HUMAN RESOURCE COMMITTEE · DIRECTOR, AUDIT COMMITTEE · DIRECTOR, AUDIT COMMITTEE, SENIOR COMPENSATION COMMITTEE · MEMBER OF THE BOARD OF MANAGERS | 2024-05 | — not seen at a tracked firm |
| CARY, CHRISOFFEL, C. | TREASURER | 2024-05 | — not seen at a tracked firm |
| LaVenture, Jane | ASSISTANT SECRETARY | 2023-10 | — not seen at a tracked firm |
| GOULD, ANDREW, M.A. | ASSISTANT SECRETARY | 2023-08 | — not seen at a tracked firm |
| DEFRANCIS, CHRISTOPHER, ANTHONY | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER, HEAD OF GLOBAL COMPLIANCE, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL AND MANAGING DIRECTOR · CO-GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND MANAGING DIRECTOR | 2023-05 | Artisan Partners Limited Partnership |
| CORBETT, M., TIMOTHY | DIRECTOR, AUDIT COMMITTEE · MEMBER OF THE BOARD OF MANAGERS | 2022-09 | — not seen at a tracked firm |
| BOEHM, STEVEN, G. | CHIEF OPERATING OFFICER | 2022-09 | — not seen at a tracked firm |
| CALLOW, AMY | SECRETARY | 2021-11 | — not seen at a tracked firm |
| FINKE, THOMAS, MICHAEL | CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER, DIRECTOR AND INTERIM CHIEF OPERATING OFFICER · CHAIRMAN OF THE BOARD OF MANAGERS, CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF MANAGERS · CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER | 2020-08 | — not seen at a tracked firm |
| MOORE, SUSAN, ANN | CHIEF ADMINISTRATIVE OFFICER · CHIEF ADMINISTRATIVE OFFICER, HEAD OF GLOBAL HUMAN RESOURCES AND CORPORATE COMMUNICATIONS AND MANAGING DIRECTOR · CHIEF ADMINISTRATIVE OFFICER AND MANAGING DIRECTOR | 2020-08 | — not seen at a tracked firm |
| KRAUSS, CHERYL | CHIEF COMMUNICATIONS OFFICER | 2020-08 | — not seen at a tracked firm |
| THOMPSON, PAUL, JOHN | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, HEAD OF GLOBAL INVESTMENT SERVICES AND MANAGING DIRECTOR · CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR · CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | 2019-09 | — not seen at a tracked firm |
| GLAVIN, WILLIAM, FRANCIS | MEMBER OF THE BOARD OF MANAGERS | 2019-09 | — not seen at a tracked firm |
| MORRISON, RUSSELL, DANIEL | MEMBER OF THE BOARD OF MANAGERS, PRESIDENT AND MANAGING DIRECTOR · MEMBER OF THE BOARD OF MANAGERS, VICE CHAIRMAN AND MANAGING DIRECTOR | 2017-03 | — not seen at a tracked firm |
| NOREEN, CLIFFORD, MICHAEL | MEMBER OF THE BOARD OF MANAGERS, PRESIDENT, AND MANAGING DIRECTOR | 2016-06 | — not seen at a tracked firm |
| ROLLINGS, MICHAEL, THOMAS | MEMBER OF THE BOARD OF MANAGERS | 2016-03 | — not seen at a tracked firm |
| CLEGG, BERNADETTE, MARIE | CHIEF FINANCIAL OFFICER, TREASURER AND MANAGING DIRECTOR | 2015-03 | — not seen at a tracked firm |
| BRENNAN, DAVID, J | MEMBER OF THE BOARD OF MANAGERS AND VICE CHAIRMAN | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
