CIK 898399
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KEMPNER, JR., HARRIS, LEON | PRESIDENT, PORTFOLIO MANAGER · PRESIDENT | 2024-02 | — not seen at a tracked firm |
| DUNCAN, ANDREW, RYAN | SR. VICE PRESIDENT, PORTFOLIO MANAGER · VICE PRESIDENT, PORTFOLIO MANAGER | 2016-06 | — not seen at a tracked firm |
| GINDRUP, DONNA, HUFFMAN | VICE PRESIDENT, SECRETARY | 2015-05 | — not seen at a tracked firm |
| ROWLES, RUSSELL, PATRICK | RESEARCH ANALYST · EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER · EXECUTIVE VICE PRESIDENT | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
