CIK 891943
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2025-07-24). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2025-07-24. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2006-10 | <5% ·◆ |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 2007-10 | <5% ·◆ |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 2012-06 | <5% ·◆ |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2007-11 | <5% ·◆ |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2014-10 | <5% ·◆ |
| KREMER, STEPHEN MARK | OWNER | 1999-06 | 5–10% |
| RUBINO, MICHAEL PETER | OWNER | 1999-06 | 5–10% |
| FEDERATION OF FINANCIAL SERVICESentity | OWNER | 1993-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ADAMS, JOHN GLENN | DIRECTOR/SVP · DIRECTOR/SVP/COO | 2024-07 | — not seen at a tracked firm |
| FUENTES, MARCO ADAN | CHIEF COMPLIANCE OFFICER | 2017-07 | — not seen at a tracked firm |
| PETERS, ALLEN SCOTT | SVP/FINANCIAL AND OPERATIONS PRINCIPAL | 2015-12 | — not seen at a tracked firm |
| LANDEFELD, JENNIFER LEE | SVP/CHIEF COMPLIANCE OFFICER | 2015-07 | — not seen at a tracked firm |
| KEILLY, ROBERT ELLIS | DIRECTOR/GENERAL COUNSEL | 2013-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
