CIK 884589
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-21). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-21. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BARNARD, JEAN, BUCHANAN | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER | 2020-04 | <5% ·◆ |
| COBIN, DONALD, M | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC, PRESIDENT, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | 2018-03 | <5% ·◆ |
| HUNT, DORIS, ANN | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2022-07 | <5% ·◆ |
| LATUDA, FRANCIS, ANDREW | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | 2006-10 | <5% ·◆ |
| MANERI, MARCO, RABITO | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | 2025-05 | <5% ·◆ |
| MEDDA, GIORGIO | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | 2023-02 | <5% ·◆ |
| OLIVER, RICHARD, ERNEST | CHIEF FINANCIAL OFFICER | 1994-12 | <5% ·◆ |
| Pracca, Vittorio, Federico | CHAIRMAN OF THE BOARD KENNEDY CAPITAL MANAGEMENT LLC | 2025-05 | <5% ·◆ |
| SHAH, NIRAJ, SURENDRA | CHIEF STRATEGY OFFICER | 2016-06 | <5% ·◆ |
| SONZOGNI, MARIA, GRAZIA | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | 2025-05 | <5% ·◆ |
| WOLCOTT, PATRICK, JOSEPH | VICE PRESIDENT, CHIEF OPERATING OFFICER | 2021-07 | <5% ·◆ |
| BOYNE, JAMES, JOSEPH | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | 2017-10 | <5% |
| AZIMUT NSI LLCentity | MEMBER - CLASS A UNITS | 2026-01 | 50–75% ·◆ |
| KCM HOLDINGS INCentity | MEMBER - CLASS A UNITS | 2025-02 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KARN III, ROBERT, BURNS | DIRECTOR | 2022-12 | — not seen at a tracked firm |
| SCANLAN, MATTHEW, HOWARD | DIRECTOR | 2022-12 | — not seen at a tracked firm |
| BERTZ, MICHAEL, DAVID | SHAREHOLDER - KENNEDY CAPITAL MANAGEMENT, INC. · DIRECTOR, PORTFOLIO MANAGER · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER | 2022-11 | — not seen at a tracked firm |
| MCDONALD, CHRISTIAN, JACOBI | SHAREHOLDER - KENNEDY CAPITAL MANAGEMENT, INC. | 2022-11 | — not seen at a tracked firm |
| Bryant, Charles, Louis | SHAREHOLDER - KENNEDY CAPITAL MANAGEMENT, INC. | 2022-11 | — not seen at a tracked firm |
| KAUPPILA, GARY, JOSEPH | SHAREHOLDER - KENNEDY CAPITAL MANAGEMENT, INC. | 2022-11 | — not seen at a tracked firm |
| MCMAHON, SEAN, MICHAEL | SHAREHOLDER - KENNEDY CAPITAL MANAGEMENT, INC. | 2022-11 | — not seen at a tracked firm |
| BJORNSON, JENA, AMBER | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| HASARA, TIMOTHY, PAUL | PORTFOLIO MANAGER · VICE PRESIDENT, PORTFOLIO MANAGER · VP, PORTFOLIO MANAGER | 2021-03 | — not seen at a tracked firm |
| RATERMAN, TERRENCE, GERARD | PORTFOLIO MANAGER · VICE PRESIDENT, PORTFOLIO MANAGER · VP, PORTFOLIO MANAGER | 2020-06 | — not seen at a tracked firm |
| SINISE, RICHARD, HENRY | CHIEF PORTFOLIO MANAGER · EXECUTIVE VICE PRESIDENT, CHIEF PORTFOLIO MANAGER · EVP, CHIEF PORTFOLIO MANAGER, DIRECTOR OF RESEARCH · EVP, CHIEF PORTFOLIO MANAGER | 2020-03 | — not seen at a tracked firm |
| LAMMERT, MARILYN, KAY | CHIEF COMPLIANCE OFFICER · VP, CHIEF COMPLIANCE OFFICER | 2019-01 | — not seen at a tracked firm |
| BRANNAM, CRAIG, ANTHONY | VP, CHIEF COMPLIANCE OFFICER | 2018-05 | — not seen at a tracked firm |
| HILLHOUSE, JOHN, MORGAN | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| Wood, Kimberly, D | PRESIDENT, CHAIRWOMAN OF THE BOARD | 2017-09 | — not seen at a tracked firm |
| DEKINDER, SAMUEL, TRENT | DIRECTOR | 2016-11 | — not seen at a tracked firm |
| KIRKLAND, RANDALL, LEE | PRESIDENT, CHAIRMAN OF THE BOARD | 2016-06 | — not seen at a tracked firm |
| MACE, STEPHEN, ALAN | VP, CHIEF OPERATING OFFICER | 2016-03 | — not seen at a tracked firm |
| TODARO, RICHARD, LEE | VP, RESEARCH ANALYST | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
