CIK 884548
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CONNORS, PETER, JAMES | PRESIDENT, DIRECTOR, TREASURER, TRUSTEE | 2001-04 | 50–75% ·◆ |
| MILLER, MARLIN | DIRECTOR | 1969-11 | 10–25% ·◆ |
| CAGLIOLA, ROBERT, JOHN | VICE PRESIDENT | 2002-04 | <5% ·◆ |
| COVELL, DEBORA, M | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2017-10 | <5% ·◆ |
| Crawford, Kevin, Francis | DIRECTOR | 2015-07 | <5% ·◆ |
| Dagenhart, Jan, Connors | TRUSTEE | 2020-01 | <5% ·◆ |
| FULLER, RUSSELL, JAY | DIRECTOR | 2012-03 | <5% ·◆ |
| HAHN, ROBERT, W | VICE PRESIDENT | 2017-09 | <5% ·◆ |
| MCCALLUM, RYAN, F | VICE PRESIDENT | 2022-02 | <5% ·◆ |
| MCCOY, BRIAN, GARY | VICE PRESIDENT | 2003-03 | <5% ·◆ |
| OXHOLM, PAUL, G | DIRECTOR | 2014-08 | <5% ·◆ |
| POTTIEGER, STEVEN, EARL | VICE PRESIDENT | 2005-05 | <5% ·◆ |
| SILVERMAN, STEVEN | SENIOR VICE PRESIDENT | 2003-01 | <5% ·◆ |
| UGLE, JONI, S. | DIRECTOR | 2026-03 | <5% ·◆ |
| SEHER, RONALD, HARRY | SHAREHOLDER | 2001-04 | 5–10% |
| LEAYMAN, ROBERT, CHARLES | SHAREHOLDER | 2018-12 | <5% |
| PLATT, THOMAS, RAYMOND | VICE PRESIDENT | 2013-11 | <5% |
| CONNORS, ANNA M. REVOCABLE TRUSTentity | SHAREHOLDER ANNA M. CONNORS TRUSTEE TO ANNA M. CONNORS REVOCABLE TRUST | 2020-01 | <5% ·◆ |
| CONNORS, JAMES M. IRREVOCABLE TRUSTentity | SHAREHOLDER ANNA M. CONNORS TRUSTEE TO JAMES M. CONNORS IRREVOCABLE TRUST | 2020-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NOON, MICHAEL, J | VICE PRESIDENT,CCO · VICE PRESIDENT | 2022-11 | — not seen at a tracked firm |
| MORAN, WILLIAM | SHAREHOLDER · DIRECTOR | 2021-05 | — not seen at a tracked firm |
| ZIDIK, LIDIA, HLADUN | VICE PRESIDENT, SECRETARY · VICE PRESIDENT;CHIEF COMPLIANCE OFFICER, SECRETARY | 2021-05 | — not seen at a tracked firm |
| CONNORS, JAMES, MILYARD | CHAIRMAN, DIRECTOR | 2019-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
