CIK 872573
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| METSOVITIS, EFSTATHIOS | MANAGER | 2025-05 | <5% ·◆ |
| NICHOLLS, CHANELLE, LORRAINE | CHIEF FINANCIAL OFFICER | 2021-03 | <5% ·◆ |
| OHLY, BENJAMIN, STEPHAN | CHIEF COMPLIANCE OFFICER | 2023-05 | <5% ·◆ |
| TURTON, FELIX, SCHIESARI | MANAGER | 2025-01 | <5% ·◆ |
| UNDERWOOD, ALEXANDER, MICHAEL | GENERAL COUNSEL | 2025-01 | <5% ·◆ |
| WADE, MATTHEW, DUNCAN | CHIEF OPERATING OFFICER, CHIEF RISK OFFICER AND MANAGER | 2025-01 | <5% ·◆ |
| CAXTON ASSOCIATES LLPentity | SOLE SHAREHOLDER | 2025-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LAW, ANDREW, ERIC | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 2024-03 | — not seen at a tracked firm |
| RATCLIFFE, ADRIAN, CHARLES | CHIEF COMPLIANCE OFFICER · GLOBAL CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| LLOYD, RHIAN | GENERAL COUNSEL | 2022-01 | — not seen at a tracked firm |
| NEWBOLD, NATASHA | CHIEF COMPLIANCE OFFICER | 2021-10 | — not seen at a tracked firm |
| ANDERSON, SIMON | CHIEF FINANCIAL OFFICER | 2021-01 | — not seen at a tracked firm |
| SHAW, MICHAEL, JAMES | CHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 2020-03 | — not seen at a tracked firm |
| BERNSTEIN, SCOTT, BENNETT | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY · SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2019-07 | — not seen at a tracked firm |
| MOSKATEL, JEFFREY | CHIEF COMPLIANCE OFFICER | 2019-04 | — not seen at a tracked firm |
| MEHRA, AJAY | DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| FORBES, JOHN, GEORGE | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
