CIK 870481
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Phegley, Richard, Lee | CHIEF FINANCIAL OFFICER | 2024-10 | — not seen at a tracked firm |
| MCGREEVEY, GREGORY, GERARD | DIRECTOR | 2022-12 | — not seen at a tracked firm |
| LEGE, ANNETTE, JANECKA | CONTROLLER · DIRECTOR | 2021-06 | — not seen at a tracked firm |
| GREGSON, MARK, WILLIAM | CONTROLLER AND TREASURER · CONTROLLER | 2021-06 | — not seen at a tracked firm |
| SWANSON, STEPHEN, WILLIAM | SECRETARY AND GENERAL COUNSEL | 2021-02 |
| MCALEER, TARA, MARY | CHIEF COMPLIANCE OFFICER | 2020-12 | — not seen at a tracked firm |
| KUPOR, JEFFREY, HOWARD | SECRETARY AND GENERAL COUNSEL | 2016-08 | — not seen at a tracked firm |
| KELLEY, KAREN, DUNN | CHAIRMAN | 2016-08 | — not seen at a tracked firm |
| ELLIS, RODERICK, GEORGE HOWARD | DIRECTOR | 2016-08 | — not seen at a tracked firm |
| LEVEILLE, ROBERT, RAYMOND | CHIEF COMPLIANCE OFFICER | 2016-07 | — not seen at a tracked firm |
| GRAY, LISA, LEE | CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| STOECKLE, GREGORY | PRESIDENT AND MANAGING DIRECTOR | 2014-03 | — not seen at a tracked firm |
| TRAPANI, SCOTT, A | CHIEF COMPLIANCE OFFICER | 2013-04 | — not seen at a tracked firm |
| ARMOUR, GREGORY, MARK | DIRECTOR/CHAIRMAN | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
