CIK 869353
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-09). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-09. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HOLWERDA, STEVEN, JAMES | MANAGING DIRECTOR | 1997-01 | 10–25% ·◆ |
| HOSFIELD, GEORGE, WALTER | CHIEF INVESTMENT OFFICER - DIRECTOR | 2003-01 | 10–25% ·◆ |
| AYOTTE, NATHAN, MILLER | PRINCIPAL | 2021-12 | 5–10% ·◆ |
| COLE, RALPH, WILLARD | DIRECTOR | 2018-01 | 5–10% ·◆ |
| DORDEVIC, DEAN, MILAN | PRINCIPAL | 1997-01 | 5–10% ·◆ |
| FRANKEL, JOSHUA, D | DIRECTOR | 2024-02 | 5–10% ·◆ |
| HOULE, BRADLEY, HUNTER | PRINCIPAL | 2021-12 | 5–10% ·◆ |
| KINATEDER, TARI, L | PRINCIPAL | 2021-12 | 5–10% ·◆ |
| LAGO, MARY, ELIZABETH | PRINCIPAL | 2021-12 | 5–10% ·◆ |
| NORRIS, JASON, DAVID | DIRECTOR | 2024-02 | 5–10% ·◆ |
| KOVER, EZRA, W | CHIEF COMPLIANCE OFFICER | 2021-09 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KRALJ, MARK, JOSEPH | SHAREHOLDER · PRINCIPAL | 2024-12 | — not seen at a tracked firm |
| RUSSELL, KATHERINE, L | CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| RUDD, JAMES, HAROLD | CHIEF EXECUTIVE OFFICER | 2021-01 | — not seen at a tracked firm |
| FOVINCI, MARC, FLORIN | PRINCIPAL | 2021-01 | — not seen at a tracked firm |
| GOERTZEN, HEIDI, MARIE | CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
| YOUNG, KERRIE, DEANNE | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
