CIK 860662
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-29). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-29. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DAVIDSON, MARTIN, LOUIS | CHIEF ACCOUNTING OFFICER | 2023-11 | <5% ·◆ |
| GARCIA, JEAN-BAPTISTE | VICE PRESIDENT | 2023-11 | <5% ·◆ |
| HARRIS, ROBERTA, JOANN | CHIEF COMPLIANCE OFFICER | 2023-11 | <5% ·◆ |
| Moore, Christopher, D. | GENERAL COUNSEL | 2023-11 | <5% ·◆ |
| SCHWARTZ, ADAM, ROBERT | MANAGING PARTNER | 2024-12 | <5% ·◆ |
| SIGMAN, BRIAN, CHAD | CHIEF FINANCIAL OFFICER | 2023-11 | <5% ·◆ |
| STADELMAIER, FRANK, EMIL | CHIEF OPERATING OFFICER | 2023-11 | <5% ·◆ |
| WHITE, MATTHEW, JAMES | VICE PRESIDENT | 2026-01 | <5% ·◆ |
| WILLMANN, STEVEN, ANDREW | TREASURER | 2023-11 | <5% ·◆ |
| AG EUROPE MEMBER 1 LLCentity | MANAGING MEMBER | 2022-05 | 75%+ ·◆ |
| ANGELO, GORDON & CO., L.P.entity | MANAGING MEMBER | 2018-10 | 75%+ ·◆ |
| TPG OPERATING GROUP II, L.P.entity | LIMITED PARTNER | 2023-11 | 75%+ ·◆ |
| AG GP LLCentity | GENERAL PARTNER | 2021-03 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BAUMGARTEN, JOSHUA, SEAN | HEAD OF CREDIT · CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | 2024-11 | Beach Point Capital Management LP |
| PARKS, ANDREW, LEWIS | CHIEF RISK OFFICER | 2023-11 | — not seen at a tracked firm |
| GULATI, RICHA, M | CHIEF COMPLIANCE OFFICER | 2023-08 | ARES MANAGEMENT LLC, Ares Systematic Credit Ltd |
| FREEDMAN, ADAM, JAMES | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| WICKMAN, KIRK, PETER | PRESIDENT · CHIEF OPERATING OFFICER · CHIEF ADMINISTRATIVE OFFICER | 2021-01 | — not seen at a tracked firm |
| Angelo, Judith, H | LIMITED PARTNER | 2021-01 | — not seen at a tracked firm |
| GORDON, MICHAEL, LAURENCE | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER · CHIEF OPERATING OFFICER | 2020-11 | — not seen at a tracked firm |
| WOLFE, DANA, FOREST | GENERAL COUNSEL · CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2020-03 | — not seen at a tracked firm |
| SCHLOSS, LAWRENCE, MICHAEL | PRESIDENT | 2016-01 | — not seen at a tracked firm |
| ANGELO, JOHN, MICHAEL | CHIEF EXECUTIVE OFFICER | 2015-11 | — not seen at a tracked firm |
| ROBERTS, DAVID, NATHAN | CHIEF OPERATING OFFICER | 2015-05 | — not seen at a tracked firm |
| WEKSELBLATT, JOSEPH, ROBERT | CHIEF FINANCIAL OFFICER | 2015-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
