CIK 822648
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 2014-06 | 50–75% ·◆ |
| SINGH, RAMESHWAR | SHAREHOLDER | 2014-05 | 25–50% ·◆ |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1997-12 | <5% ·◆ |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | 1987-09 | <5% ·◆ |
| COLE, DAVID SCOTT | CHIEF FINANCIAL OFFICER/FINOP | 2025-05 | <5% ·◆ |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 2023-01 | <5% ·◆ |
| RICHARDSON, PAUL REID | CHIEF OPERATIONS OFFICER | 2020-10 | <5% |
| CICCATI, JILL MARIE | SHAREHOLDER | 2016-03 | 5–10% |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | 2017-07 | <5% |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 2014-05 | <5% |
| CICCATI, CARLY MARIE | SHAREHOLDER | 2014-05 | <5% |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUSTentity | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | 2017-07 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FUSSA OCASIO, FERNANDO | CHIEF FINANCIAL OFFICER/FINOP | 2024-12 | — not seen at a tracked firm |
| SIMMERS, JOHN STEPHEN | TRUSTEE OF THE SIMMERS FAMILY TRUST · DIRECTOR, TRUSTEE OF THE SIMMERS FAMILY TRUST · DIRECTOR | 2023-08 | — not seen at a tracked firm |
| SHERWOOD, ANDREW COLIN | SHAREHOLDER | 2023-08 | — not seen at a tracked firm |
| SHERWOOD, BRITTANY ANN | SHAREHOLDER | 2023-08 | — not seen at a tracked firm |
| SIMMERS, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER OF ADVISORY SERVICES · SHAREHOLDER | 2023-08 | — not seen at a tracked firm |
| SHERWOOD, CHELSEA AMANDA | SHAREHOLDER | 2023-08 | — not seen at a tracked firm |
| SIMMERS, JULIE NICOLE | SHAREHOLDER | 2023-08 | — not seen at a tracked firm |
| COKINIS, CHRISTOPHER ALEX | CHIEF COMPLIANCE OFFICER | 2022-12 | — not seen at a tracked firm |
| ERICSON, NILS ALEXANDER | CHIEF COMPLIANCE OFFICER | 2020-12 | — not seen at a tracked firm |
| POWERS, REBEKAH JOY | CHIEF COMPLIANCE OFFICER | 2019-04 | — not seen at a tracked firm |
| HAYDEL, JOSEPH RICHARD JR | VICE PRESIDENT - DUE DILIGENCE OFFICER · VICE PRESIDENT - DIRECTOR | 2018-02 | — not seen at a tracked firm |
| GREBLUNAS, ROBERT BLAIR | COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | 2017-03 | — not seen at a tracked firm |
| SHERWOOD, SCOTT HENRY | DIRECTOR | 2016-09 | — not seen at a tracked firm |
| HARRINGTON, GEORGE GERALD JR | SHAREHOLDER / JTWROS WITH SANDRA HARRINGTON · VICE PRESIDENT - TREASURER - DIRECTOR | 2016-02 | — not seen at a tracked firm |
| CALTON, LORETTA DAWN | SHAREHOLDER / JTWROS WITH DEREK J CALTON | 2016-02 | — not seen at a tracked firm |
| GREGG, KEITH, EDWARD | DIRECTOR | 2013-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
