CIK 821197
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| JACKMAN, JASON, O'BRIEN | CEO/BOARD MEMBER/OWNER | 2012-03 | 5–10% ·◆ |
| PARRISH, BRET, HUNTINGTON | DIRECTOR/BOARD MEMBER/OWNER | 2021-02 | 5–10% ·◆ |
| BISCHOFF, SCOTT, JOSEPH | CCO/OWNER | 2005-04 | <5% ·◆ |
| BRINK, FRED, A | DIRECTOR/BOARD MEMBER/OWNER | 2022-03 | <5% ·◆ |
| EASTER, RYAN | COO/OWNER | 2022-10 | <5% ·◆ |
| FARLER, JASON, MIGUEL | DIRECTOR/BOARD MEMBER/OWNER | 2025-03 | <5% ·◆ |
| GEHNER, TIMOTHY, CHARLES | BOARD MEMBER/OWNER | 2016-03 | <5% ·◆ |
| LEVITSKY, JARETT, TODD | DIRECTOR/BOARD MEMBER/OWNER | 2022-03 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COATES, DALE, HOWARD | DIRECTOR · OWNER/DIRECTOR | 2024-09 | — not seen at a tracked firm |
| JOHNSON, TIMOTHY, EDWARD | DIRECTOR · CHAIRMAIN OF THE BOARD · OWNER/PRESIDENT/DIRECTOR | 2024-09 | — not seen at a tracked firm |
| ALEXANDER, HOLLI, JO | EXECUTIVE OFFICER | 2019-06 | — not seen at a tracked firm |
| MUHLHAUSER, SCOTT, F. | OWNER/DIRECTOR · OWNER | 2015-08 | — not seen at a tracked firm |
| SIMENDINGER, STEPHEN, L. | OWNER | 2015-08 | — not seen at a tracked firm |
| EKLUND, STEVEN, A. | OWNER | 2013-09 | — not seen at a tracked firm |
| MCCANN, JONATHAN, D. | OWNER | 2013-09 | — not seen at a tracked firm |
| JOHNSON, JANET, L. | DIRECTOR | 2012-10 | — not seen at a tracked firm |
| TEDFORD, JOYCE, S | TRUSTEE FOR THE DAVID C TEDFORD FAMILY TRUST DTD 4-19-00 | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
