CIK 814133
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-16). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-16. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BERGESON, ERIC, SCOTT | DIRECTOR | 2005-12 | <5% ·◆ |
| CARDON, JEFFREY, STEWART | DIRECTOR | 1980-09 | <5% ·◆ |
| KRISHNAN, AJAY, CHANDROTH | DIRECTOR, PORTFOLIO MANAGER | 2000-12 | <5% ·◆ |
| MCCARTY, DUSTIN, MARK | DIRECTOR, HEAD OF DISTRIBUTION | 2025-02 | <5% ·◆ |
| SNOW, RYAN, BRENT | DIRECTOR, PORTFOLIO MANAGER | 2025-02 | <5% ·◆ |
| SWENSON, CATHERINE, KITTY | DIRECTOR, DIRECTOR OF CLIENT RELATIONS | 1992-05 | <5% ·◆ |
| Strasburg, Hollie, Rae | DIRECTOR, CHIEF OPERATING OFFICER | 2008-05 | <5% ·◆ |
| TAYLOR, JAMES, BRADLEY | DIRECTOR | 2004-11 | <5% ·◆ |
| THURBER, DANIEL, DEAN | DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 2006-04 | <5% ·◆ |
| Valentine, Michael, Kimball | DIRECTOR, PORTFOLIO MANAGER | 2025-02 | <5% ·◆ |
| YEATES, MICHAEL, KENNETH | DIRECTOR, CHIEF EXECUTIVE OFFICER | 2007-12 | <5% ·◆ |
| WASATCH ADVISOR HOLDINGS, LPentity | LIMITED PARTNER | 2023-01 | 75%+ ·◆ |
| WASATCH GP LLCentity | GENERAL PARTNER | 2023-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LARKINS, JAMES, FRANK | PORTFOLIO MANAGER | 2024-03 | — not seen at a tracked firm |
| LAMBERT, PAUL, SPENCER | PORTFOLIO MANAGER | 2024-03 | — not seen at a tracked firm |
| EDGLEY, ROGER, DAVID | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| STEWART, SAMUEL, SPENCER | CHAIRMAN | 2018-07 | — not seen at a tracked firm |
| CHACE, HUGH, DANIEL | PORTFOLIO MANAGER | 2017-05 | — not seen at a tracked firm |
| PODSIADLO, EUGENE, LAWRENCE | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| BARKER, KAROLYN, DAWN | VICE PRESIDENT, DIRECTOR | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
