CIK 813933
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-16). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-16. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| RICE, WILLIAM, PHIPPS | EXECUTIVE CHAIRMAN | 2018-04 | <5% ·◆ |
| Gorman, Kyle, Francis | CHIEF FINANCIAL OFFICER | 2019-01 | <5% |
| McGovern, Kristen | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 2026-01 | <5% |
| RICE, WILLIAM, PHIPPS | CHIEF EXECUTIVE OFFICER, DIRECTOR | 2018-04 | <5% |
| ANCHOR CAPITAL HOLDINGS LPentity | MEMBER | 2011-01 | 50–75% |
| LPC ACA LPentity | MEMBER | 2018-04 | 25–50% |
| BPFH ACA HOLDINGS LLCentity | MEMBER | 2006-06 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DEBONO SCHAFER, DIANE, MARIE | SECRETARY, CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| DeSisto, JENNIFER, KRISTINE | CHIEF INVESTMENT OFFICER | 2024-03 | — not seen at a tracked firm |
| BERGEN, MARK, DAVID | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 2019-03 | — not seen at a tracked firm |
| KAYE, DAVID, JOHN | DIRECTOR | 2018-03 | Creative Planning |
| BROWN, STEPHEN, CARTER | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| DEUTSCH, CLAYTON, GEORGE | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| DALTON, TIMOTHY, GEORGE | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| Brush, Candida, Greer | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| RICKABAUGH, MARK, VAYDA | EXECUTIVE VICE PRESIDENT | 2015-04 | — not seen at a tracked firm |
| KEARNEY, KATHRYN, ANN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2012-11 | WESTFIELD CAPITAL MANAGEMENT CO LP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
